RIA Intelligence

NACKERS & ASSOCIATES, INC.

CRD #106815 SEC #801-43496 BROOKFIELD, WI 262-783-0607
SEC Registered
Total AUM
$53M
Discretionary
$49.6M
Employees
5
Clients
0
Accounts
298

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 1, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NACKERS, THOMAS, HENRYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
NACKERS, THOMAS, HENRYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
NACKERS, THOMAS, HENRYIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
NACKERS, THOMAS, HENRYIPRESIDENTE Control
GRANT, CHRISTOPHER, JOHNIPRESIDENTC Control
NACKERS, THOMAS, HENRYIVICE-PRESIDENTC Control
NACKERS, GERALD, WAYNEIVICE PRESIDENTB
NACKERS, GERALD, WAYNEIVICE PRESIDENTB
NACKERS, GERALD, WAYNEIVICE PRESIDENTB
NACKERS, GERALD, WAYNEIBENEFICIAL OWNERB
NACKERS, GERALD, WAYNEIVICE PRESIDENTB
SMITH, MICHAEL, THOMASIBENEFICIAL OWNERB

Registrations

Federal

IA
Mar 1, 2007 REGISTERED

Notice Filings (1)

WI

Address

13160 WEST BURLEIGH RD
BROOKFIELD, WI 53005
USA
Phone: 262-783-0607