TROON MANAGEMENT LLC
CRD #106825 SEC #801-53625 NEW YORK, NY 212-667-4225
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEACH, STEPHEN, CHARLES | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURDON, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BOURDON, PATRICIA, ANN | I | SECRETARY | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KABACK, DEBORAH | I | CHIEF LEGAL OFFICER | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| KANE, PATRICK, JOHN | I | MANAGING DIRECTOR | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | CHIEF OPERATIONS OFFICER, PRESIDENT | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| NOVATT, SETH, BRADLEY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| NOVATT, SETH, BRADLEY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| PIRES, BARBARA, F | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENIHAN, BRUCE, ALAN | I | DIRECTOR & CFO | NA | Control |
| RENIHAN, BRUCE, ALAN | I | DIRECTOR & CFO | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| SINGER, HOWARD, MARC | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| OPPENHEIMER & CO. INC. | DE | MANAGING MEMBER | E | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| MARK ASSET MANAGEMENT CORP. | DE | MEMBER | D | Control |
| CIBC WORLD MARKETS CORP. | DE | MANAGING MEMBER | C | Control |
| CIBC WORLD MARKETS CORP. | DE | MANAGING MEMBER | C | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | C | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | C | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | C | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | MANAGING MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MORRIS MARK 1998 GRAT F/B/O MATTHEW C. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| MORRIS MARK 1998 GRAT F/B/O MATTHEW C. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| MORRIS MARK 1998 GRAT F/B/O MATTHEW C. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| MORRIS MARK 1998 GRAT F/B/O TARA A.J. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| MORRIS MARK 1998 GRAT F/B/O TARA A.J. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| MORRIS MARK 1998 GRAT F/B/O TARA A.J. MARK | DE | MARK ASSET MANAGEMENT CORP | F | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CANADIAN IMPERIAL BANK OF COMMERCE | FE | CIBC WORLD MARKETS INC. | E | Control |
| CIBC DELAWARE HOLDINGS INC. | DE | CIBC WORLD MARKETS HOLDINGS INC. | E | Control |
| CIBC DELAWARE HOLDINGS INC. | DE | CIBC WORLD MARKETS HOLDINGS INC. | E | Control |
| CIBC WORLD MARKETS HOLDINGS INC. | DE | CIBC WORLD MARKETS CORP. | E | Control |
| CIBC WORLD MARKETS HOLDINGS INC. | DE | CIBC WORLD MARKETS CORP. | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS INC. | E | Control |
| CIBC WORLD MARKETS INC. | FE | CIBC DELAWARE HOLDINGS INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
Registrations
Federal
IA
Mar 27, 2007 REGISTERED
Address
200 PARK AVENUE24TH FLOOR
NEW YORK, NY 10166
USA
Phone: 212-667-4225