RIA Intelligence

AUGUSTA MANAGEMENT LLC

CRD #106826 SEC #801-52680 NEW YORK, NY 212-667-4711
SEC Registered
Total AUM
$152.2M
Discretionary
$152.2M
Employees
5
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOURDON, PATRICIA, ANNISECRETARYNA Control
BOURDON, PATRICIA, ANNISECRETARYNA Control
NOVATT, SETH, BRADLEYIDIRECTOR & MANAGING DIRECTORNA Control
NOVATT, SETH, BRADLEYIDIRECTOR & MANAGING DIRECTORNA Control
RENIHAN, BRUCE, ALANIDIRECTOR & CHIEF FINANCIAL OFFICERNA Control
RENIHAN, BRUCE, ALANIDIRECTOR & CHIEF FINANCIAL OFFICERNA Control
SINGER, HOWARD, MARCIDIRECTOR & MANAGING DIRECTORNA Control
SINGER, HOWARD, MARCIDIRECTOR & MANAGING DIRECTORNA Control
SINGER, HOWARD, MARCIDIRECTOR & MANAGING DIRECTORNA Control
SINGER, HOWARD, MARCIDIRECTOR & MANAGING DIRECTORNA Control
ARDSLEY ADVISORY PARTNERSDEMEMBERD Control
ARDSLEY ADVISORY PARTNERSDEMEMBERD Control
ARDSLEY ADVISORY PARTNERSDEMEMBERD Control
ARDSLEY ADVISORY PARTNERSDEMEMBERD Control
CIBC WORLD MARKETS CORP.DEMANAGING MEMBERC Control
CIBC WORLD MARKETS CORP.DEMANAGING MEMBERC Control
OPPENHEIMER ASSET MANAGEMENT INC.DEMANAGING MEMBERC Control
OPPENHEIMER ASSET MANAGEMENT INC.DEMANAGING MEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CANADIAN IMPERIAL BANK OF COMMERCEFECIBC WORLD MARKETS INC.E Control
CANADIAN IMPERIAL BANK OF COMMERCEFECIBC WORLD MARKETS INC.E Control
CIBC DELAWARE HOLDINGS INC.DECIBC WORLD MARKETS HOLDINGS INC.E Control
CIBC DELAWARE HOLDINGS INC.DECIBC WORLD MARKETS HOLDINGS INC.E Control
CIBC WORLD MARKETS HOLDINGS INC.DECIBC WORLD MARKETS CORP.E Control
CIBC WORLD MARKETS HOLDINGS INC.DECIBC WORLD MARKETS CORP.E Control
CIBC WORLD MARKETS INC.FECIBC DELAWARE HOLDINGS INC.E Control
CIBC WORLD MARKETS INC.FECIBC DELAWARE HOLDINGS INC.E Control
E.A. VINER INTERNATIONAL CO.DEOPPENHEIMER ASSET MANAGEMENT INC.E Control
E.A. VINER INTERNATIONAL CO.DEOPPENHEIMER ASSET MANAGEMENT INC.E Control
OPPENHEIMER HOLDINGS INC.FEE.A. VINER HOLDINGSE Control
OPPENHEIMER HOLDINGS INC.FEE.A. VINER HOLDINGSE Control

Registrations

Federal

IA
Mar 27, 2002 REGISTERED

Address

622 THIRD AVENUE
NEW YORK, NY 10017
USA
Phone: 212-667-4711