RIA Intelligence

COMMONWEALTH FINANCIAL PLANNERS INC

CRD #106831 SEC #801-112991 ROSWELL, GA 770-399-6644
SEC Registered
Total AUM
$203.6M
Discretionary
$5M
Employees
3
Clients
51
Accounts
314

Firm Details

Organization Type
Corporation
State of Formation
Georgia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 17, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
SHIRLEY, RENEE, WICORPORATE SECRETARYNA
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
AGURKIS, MICHAEL, PATRICKICHIEF COMPLIANCE OFFICER/PRESIDENT/CORP SECRETARYE Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASIPRESIDENT/DIRECTOR/CFPE Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
SHIRLEY, NORMAN, DOUGLASICHIEF COMPLIANCE OFFICER/PRESIDENT/E Control
AGURKIS, MICHAEL, PATRICKIVICE PRESIDENTB Control
AGURKIS, MICHAEL, PATRICKIVICE PRESIDENTB Control
AGURKIS, MICHAEL, PATRICKIVICE PRESIDENTB Control
AGURKIS, MICHAEL, PATRICKIVICE PRESIDENTB Control

Registrations

Federal

IA
Oct 17, 2025 REGISTERED

Notice Filings (4)

FL GA NC TX

Address

1033 CANTON STREET
ROSWELL, GA 30075
United States
Phone: 770-399-6644