CLAY FINLAY INC
CRD #106835 SEC #801-17316 NEW YORK, NY 212-557-7022
SEC Registered
Total AUM
$6.7B
Discretionary
$6.4B
Employees
--
Clients
--
Accounts
1,244
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, PETER, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR & CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, DANIEL, ARTHUR | I | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| CLAY, JOHN, PETER | I | NON-EXECUTIVE MANAGER & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| CLAY, JOHN, PETER | I | DIRECTOR & CHAIRMAN EMERITUS | NA | Control |
| DAKERS, FRANCES, ROSEMARY | I | DIRECTOR | NA | Control |
| DAKERS, FRANCES, ROSEMARY | I | DIRECTOR | NA | Control |
| FINLAY, DAVID, FRANCIS | I | NON-EXECUTIVE CHAIRMAN | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN | NA | Control |
| FINLAY, DAVID, FRANCIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| FRANKLIN, CAROL, LEE SCHROEDER | I | MANAGING DIRECTOR | NA | Control |
| FRANKLIN, CAROL, LEE SCHROEDER | I | DIRECTOR | NA | Control |
| GRAHAM, PETER | I | DIRECTOR OF GLOBAL OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWSENIAN, ROSALIND, MARGARET | I | MANAGER, CHIEF EXECUTIVE OFFICER | NA | Control |
| HEWSENIAN, ROSALIND, MARGARET | I | MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HEWSENIAN, ROSALIND, MARGARET | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| JONES, GREGORY, MITCHELL | I | DIRECTOR | NA | Control |
| JONES, GREGORY, MITCHELL | I | DIRECTOR | NA | Control |
| JONES, GREGORY, MITCHELL | I | DIRECTOR | NA | Control |
| JONES, GREGORY, MITCHELL | I | DIRECTOR | NA | Control |
| JONES, GREGORY, MITCHELL | I | DIRECTOR | NA | Control |
| KENNEALLY, SUSAN, BOLAND | I | DIRECTOR | NA | Control |
| KENNEALLY, SUSAN, BOLAND | I | DIRECTOR | NA | Control |
| KENNEALLY, SUSAN, BOLAND | I | DIRECTOR | NA | Control |
| KENNEALLY, SUSAN, BOLAND | I | DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | MANAGING DIRECTOR | NA | Control |
| LYON, PETER, GEORGE ROBERT | I | DIRECTOR | NA | Control |
| MAISONNEUVE, VIRGINIE | I | DIRECTOR | NA | Control |
| MAISONNEUVE, VIRGINIE | I | DIRECTOR | NA | Control |
| MAISONNEUVE, VIRGINIE | I | DIRECTOR | NA | Control |
| MAISONNEUVE, VIRGINIE | I | DIRECTOR | NA | Control |
| MAISONNEUVE, VIRGINIE | I | DIRECTOR | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | TREASURER & CORPORATE SECRETARY | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | MANAGING DIRECTOR & CIO | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | MANAGING DIRECTOR & CIO | NA | Control |
| SCHLETTER, ROBERT, CHARLES | I | DIRECTOR | NA | Control |
| STRABO, HENRIK | I | MANAGER & CHIEF INVESTMENT OFFICER | NA | Control |
| STRABO, HENRIK | I | MANAGING DIRECTOR | NA | Control |
| STRABO, HENRIK | I | MANAGING DIRECTOR | NA | Control |
| STRABO, HENRIK | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | NON-EXECUTIVE MANAGER | NA | Control |
| OLD MUTUAL (NETHERLANDS) B.V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | MEMBER OF CLAY FINLAY LLC AND CLAY FINLAY INVESTMENT GP LLC | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC. | DE | 100% SHAREHOLDER OF CLAY FINLAY INC. | E | Control |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT | E | Control |
| OLD MUTUAL PLC. | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. | E | |
| CLAY FINLAY INVESTMENT HOLDINGS LP | DE | MEMBER OF CLAY FINLAY LLC | B | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | FE | 8.71% SHAREHOLDER OF OLD MUTUAL PLC. | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLAY FINLAY INVESTMENT GP LLC | DE | CLAY FINLAY INVESTMENT HOLDINGS LP | F | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL (US) HOLDINGS LLC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC. | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OLD MUTUAL (US) HOLDINGS INC. | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OLD MUTUAL PLC. | FE | OM GROUP (UK) LIMITED | E | |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| HEWSENIAN, ROSALIND, MARGARET | I | CLAY FINLAY INVESTMENT HOLDINGS LP | C | Control |
| STRABO, HENRIK | I | CLAY FINLAY INVESTMENT HOLDINGS LP | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (51)
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Address
200 PARK AVENEW YORK, NY 10166
USA
Phone: 212-557-7022