RIA Intelligence

RUMSON CAPITAL LLC

CRD #106846 SEC #801-50054 RED BANK, NJ 732-450-7400
SEC Registered
Total AUM
$535.2M
Discretionary
$535.2M
Employees
--
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SWICK, CARL, RICHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICERNA
RUMSON CAPITAL MANAGMENT, LLCDEMEMBER OF RUMSON CAPITAL,LLCD Control
RUMSON CAPITAL MANAGMENT, LLCDEMEMBER OF RUMSON CAPITAL,LLCD Control
RUMSON CAPITAL MANAGMENT, LLCDEMEMBER OF RUMSON CAPITAL,LLCD Control
RUMSON CAPITAL MANAGMENT, LLCDEMEMBER OF RUMSON CAPITAL,LLCD Control
WR RUMSON INVESTORS, LLCDEMEMBER OF RUMSON CAPITAL,LLCC Control
WR RUMSON INVESTORS, LLCDEMEMBER OF RUMSON CAPITAL,LLCC Control
WR RUMSON INVESTORS, LLCDEMEMBER OF RUMSON CAPITAL,LLCC Control
WR RUMSON INVESTORS, LLCDEMEMBER OF RUMSON CAPITAL,LLCC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WALSH, JEFFREY, RICHARDIOCI TRUSTF Control
WALSH, JEFFREY, RICHARDIOCI TRUSTF Control
WALSH, JEFFREY, RICHARDIOCI TRUSTF Control
WALSH, JEFFREY, RICHARDIOCI TRUSTF Control
OCI TRUSTDEWR RUMSON INVESTORS, LLCE Control
OCI TRUSTDEWR RUMSON INVESTORS, LLCE Control
OCI TRUSTDEWR RUMSON INVESTORS, LLCE Control
OCI TRUSTDEWR RUMSON INVESTORS, LLCE Control
BURKE, JOHN, DANIELIRUMSON CAPITAL MANAGEMENT, LLCD Control
BURKE, JOHN, DANIELIRUMSON CAPITAL MANAGEMENT, LLCD Control
BURKE, JOHN, DANIELIRUMSON CAPITAL MANAGEMENT, LLCD Control
BURKE, JOHN, DANIELIRUMSON CAPITAL MANAGEMENT, LLCD Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Address

GALLERIA BLDG. 3, 2ND FLOOR
2 BRIDGE AVENUE
RED BANK, NJ 07701-1106
USA
Phone: 732-450-7400