GEM CAPITAL MANAGEMENT, INC.
CRD #106848 SEC #801-37715 NEW YORK, NY 212-753-0700
SEC Registered
Total AUM
$101.6M
Discretionary
$101.6M
Employees
10
Clients
--
Accounts
23
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BODOW, ERIK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BODOW, ERIK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BODOW, ERIK, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BODOW, ERIK, MICHAEL | I | COMPLIANCE OFFICER | NA | Control |
| FARRELL, JUDITH | I | SECRETARY-TREASURER | NA | |
| FARRELL, JUDITH | I | SECRETARY-TREASURER | NA | |
| FARRELL, JUDITH | I | SECRETARY-TREASURER | NA | |
| FARRELL, JUDITH | I | CONTROLLER | NA | |
| FARRELL, JUDITH | I | CONTROLLER | NA | |
| KINSEY, CATHERINE, E | I | VICE PRESIDENT-MARKETING | NA | |
| UNTERMAN, GERALD, BRUCE | I | PRESIDENT; DIRECTOR | E | Control |
| UNTERMAN, GERALD, BRUCE | I | PRESIDENT; DIRECTOR | E | Control |
| UNTERMAN, GERALD, BRUCE | I | PRESIDENT; DIRECTOR | E | Control |
| UNTERMAN, GERALD, BRUCE | I | PRESIDENT; DIRECTOR | E | Control |
| UNTERMAN, GERALD, BRUCE | I | PRESIDENT; DIRECTOR | E | Control |
| MASTERSON, ROBERT, PATRICK | I | VICE PRESIDENT-RESEARCH; DIRECTOR | B | Control |
| MASTERSON, ROBERT, PATRICK | I | VICE PRESIDENT-RESEARCH; DIRECTOR | B | Control |
| MASTERSON, ROBERT, PATRICK | I | VICE PRESIDENT-RESEARCH; DIRECTOR | B | Control |
| MASTERSON, ROBERT, PATRICK | I | VICE PRESIDENT-RESEARCH; DIRECTOR | B | Control |
| MASTERSON, ROBERT, PATRICK | I | VICE PRESIDENT-RESEARCH; DIRECTOR | B | Control |
| RICH, SANFORD, ROBERT | I | SENIOR VICE PRESIDENT-INVESTMENTS; DIRECTOR | B | Control |
| RICH, SANFORD, ROBERT | I | SENIOR VICE PRESIDENT-INVESTMENTS; DIRECTOR | B | Control |
| RICH, SANFORD, ROBERT | I | SENIOR VICE PRESIDENT-INVESTMENTS; DIRECTOR | B | Control |
| RICH, SANFORD, ROBERT | I | SENIOR VICE PRESIDENT-INVESTMENTS; DIRECTOR | B | Control |
| RICH, SANFORD, ROBERT | I | SENIOR VICE PRESIDENT-INVESTMENTS; DIRECTOR | B | Control |
| MCMAHON, PATRICIA, HARRIET | I | OWNER | A | |
| MCMAHON, PATRICIA, HARRIET | I | OWNER | A | |
| MCMAHON, PATRICIA, HARRIET | I | OWNER | A | |
| MCMAHON, PATRICIA, HARRIET | I | VICE PRESIDENT, SECRETARY AND TREASURER; DIRECTOR | A | Control |
| MCMAHON, PATRICIA, HARRIET | I | OWNER | A |
Registrations
Federal
IA
Mar 19, 2007 REGISTERED
Notice Filings (21)
AZ CA CT DE FL GA IL IN LA MA MD ME MI MO NC NH NJ NY OH PA TX
Address
950 THIRD AVE, 22ND FLOORNEW YORK, NY 10022-2705
USA
Phone: 212-753-0700