PUTNAM FUTURES ADVISORS INC
CRD #106856 SEC #801-44208 BOSTON, MA 617-292-1000
SEC Registered
Total AUM
$17.5M
Discretionary
$17.5M
Employees
--
Clients
0
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRONIN, KEVIN, M. | I | MANAGING DIRECTOR | NA | Control |
| CRONIN, KEVIN, M. | I | MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS | NA | Control |
| CRONIN, KEVIN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS | NA | Control |
| CRONIN, KEVIN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY HEAD OF INVESTMENTS | NA | Control |
| DEMMLER, JOSEPH, LAWRENCE | I | MANAGING DIRECTOR | NA | Control |
| ESTEVES, IRENE, MARIE | I | DIRECTOR | NA | Control |
| ESTEVES, IRENE, MARIE | I | DIRECTOR | NA | Control |
| FERGUSON, IAN | I | HEAD OF INVESTMENTS | NA | Control |
| HALPERIN, MATTHEW, CRAIG | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE AND SUPERVISORY OFFICER | NA | Control |
| KANWAL, AMRIT | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| KANWAL, AMRIT | I | SENIOR MANAGING DIRECTOR AND TREASURER | NA | Control |
| KANWAL, AMRIT | I | MANAGING DIRECTOR | NA | Control |
| KANWAL, AMRIT, BIR-SINGH | I | SENIOR MANAGING DIRECTOR AND TREASURER | NA | Control |
| KANWAL, AMRIT, BIR-SINGH | I | SENIOR MANAGING DIRECTOR AND TREASURER | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | DIRECTOR | NA | Control |
| ORISTAGLIO, STEPHEN, MARK | I | DIRECTOR AND PRESIDENT | NA | Control |
| ORISTAGLIO, STEPHEN, MARK | I | DIRECTOR, PRESIDENT AND HEAD OF INVESTMENTS | NA | Control |
| ORISTAGLIO, STEPHEN, MARK | I | DIRECTOR, PRESIDENT AND HEAD OF INVESTMENTS | NA | Control |
| ORISTAGLIO, STEPHEN, MARK | I | DIRECTOR, PRESIDENT AND HEAD OF INVESTMENTS | NA | Control |
| ORISTAGLIO, STEPHEN, MARK | I | DIRECTOR AND PRESIDENT | NA | Control |
| PETITTI, JOSEPH, P. | I | TREASURER | NA | Control |
| RUYS DE PEREZ, CHARLES, A. | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RUYS DE PEREZ, CHARLES, A. | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RUYS DE PEREZ, CHARLES, ANTONY | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RUYS DE PEREZ, CHARLES, ANTONY | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, GORDON, H. | I | DIRECTOR | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER AND CLERK | NA | Control |
| PUTNAM, LLC | DE | PARENT COMPANY | E | Control |
| PUTNAM, LLC | DE | PARENT COMPANY | E | Control |
| PUTNAM, LLC | DE | PARENT COMPANY | E | Control |
| PUTNAM, LLC | DE | PARENT COMPANY | E | Control |
| PUTNAM, LLC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC. | DE | PUTNAM INVESTMENTS TRUST | E | Control |
| MARSH & MCLENNAN COMPANIES, INC. | DE | PUTNAM INVESTMENTS TRUST | E | Control |
| MARSH & MCLENNAN COMPANIES, INC. | DE | PUTNAM INVESTMENTS TRUST | E | Control |
| MARSH & MCLENNAN COMPANIES, INC. | DE | PUTNAM INVESTMENTS TRUST | E | Control |
| MARSH & MCLENNAN COMPANIES, INC. | DE | PUTNAM INVESTMENTS TRUST | E | Control |
| PUTNAM INVESTMENTS TRUST | DE | PUTNAM, LLC | E | Control |
| PUTNAM INVESTMENTS TRUST | DE | PUTNAM, LLC | E | Control |
| PUTNAM INVESTMENTS TRUST | DE | PUTNAM, LLC | E | Control |
| PUTNAM INVESTMENTS TRUST | DE | PUTNAM, LLC | E | Control |
| PUTNAM INVESTMENTS TRUST | DE | PUTNAM, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Address
ONE POST OFFICE SQUAREBOSTON, MA 2109
USA
Phone: 617-292-1000