VOELLINGER, SIMPSON, DOLAN & ASSOCIATES, P.C.
CRD #106860 SEC #801-44142 BELLEVILLE, IL 618-233-8515
SEC Registered
Total AUM
$30.4M
Discretionary
$0
Employees
6
Clients
26
Accounts
13
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, CAROL | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| JOHNSON, CAROL | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| JOHNSON, CAROL | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| JOHNSON, CAROL, IRENE | I | DIRECTOR OF FINANCIAL PLANNING | NA | Control |
| JOHNSON, CAROL, IRENE | I | COMPLIANCE ADMINISTRATOR | NA | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT | E | Control |
| VOELLINGER, JAMES, FRANCIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C | |
| SIMPSON, JOHN, CRAIG | I | SECRETARY | C |
Registrations
Federal
IA
Mar 9, 2012 REGISTERED
Notice Filings (1)
IL
Address
4010 N ILLINOIS STREET, SUITE 3BELLEVILLE, IL 62226
United States
Phone: 618-233-8515