BEACON GLOBAL ASSET MANAGEMENT, INC.
Legal name: BEACON GLOBAL ASSET MANAGEMENT
CRD #106862 SEC #801-6482 MORRISTOWN, NJ 973-377-8090
SEC Registered
Total AUM
$161.2M
Discretionary
$108.9M
Employees
11
Clients
0
Accounts
169
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVIANI, JOSEPH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVIANI, JOSEPH, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALOG, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| BALOG, STEPHEN, JOHN | I | CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BALOG, STEPHEN, JOHN | I | CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| BALOG, STEPHEN, JOHN | I | CHIEF INVESTMENT OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| FLEMING, MICHAEL, FERRARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEMING, MICHAEL, FERRARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FORTENBAUGH, III, SAMUEL, BYROD | I | DIRECTOR | NA | Control |
| FRAENKEL, FRED, STEVEN | I | DIRECTOR | NA | Control |
| FRAENKEL, FRED, STEVEN | I | DIRECTOR | NA | Control |
| FRAENKEL, FRED, STEVEN | I | DIRECTOR | NA | Control |
| GIANNOTTO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIANNOTTO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLEASON, LEONARD, GEORGE | I | GENERAL COUNSEL | NA | Control |
| GLEASON, LEONARD, GEORGE | I | GENERAL COUNSEL | NA | Control |
| KAPLITT, STEPHEN, B | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLITT, STEPHEN, B | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KAPLITT, STEPHEN, B | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KUNTZ, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| KUNTZ, JOHN, FRANCIS | I | DIRECTOR | NA | Control |
| LYONS, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| LYONS, THOMAS, MICHAEL | I | DIRECTOR | NA | Control |
| MARTIN, CHRISTOPHER, PAUL | I | DIRECTOR | NA | Control |
| MARTIN, CHRISTOPHER, PAUL | I | DIRECTOR | NA | Control |
| MASELLI, RITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASELLI, RITA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NESCI, JAMES, DOMENICK | I | PRESIDENT; DIRECTOR | NA | Control |
| NESCI, JAMES, DOMENICK | I | PRESIDENT; DIRECTOR | NA | Control |
| PALEY, MARC, LANCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| PALEY, MARC, LANCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| PALEY, MARC, LANCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| PRIOLO, DONNA, K | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | Control |
| PRIOLO, DONNA, K | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | Control |
| PRIOLO, DONNA, K | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | Control |
| SANBORN, MARK, WILSON | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR | NA | Control |
| BEACON FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BEACON FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BEACON FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BEACON FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BEACON FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| THE PROVIDENT BANK | DE | SHAREHOLDER | E | Control |
| THE PROVIDENT BANK | DE | SHAREHOLDER | E | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | D | Control |
| FURGUESON, CORNELIUS | I | OWNER/DIRECTOR | C | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
| CAWTHORNE, RICHARD, B | I | SENIOR VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PROVIDENT FINANCIAL SERVICES, INC. | DE | THE PROVIDENT BANK | E | Control |
| PROVIDENT FINANCIAL SERVICES, INC. | DE | THE PROVIDENT BANK | E | Control |
Registrations
Federal
IA
Nov 21, 2011 REGISTERED
Notice Filings (14)
AZ CA CT FL IL MA MD NH NJ NY PA TX VA VT
Address
163 MADISON AVENUESUITE 600
MORRISTOWN, NJ 07960
United States
Phone: 973-377-8090