ARTIO GLOBAL MANAGEMENT LLC
CRD #106863 SEC #801-18766 NEW YORK, NY 212-297-3600
SEC Registered Private Funds
Total AUM
$12B
Discretionary
$12B
Employees
135
Clients
0
Accounts
37
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAM, STUART | I | DIRECTOR | NA | Control |
| ADAM, STUART | I | DIRECTOR | NA | Control |
| ADAM, STUART | I | DIRECTOR | NA | Control |
| ADAM, STUART | I | DIRECTOR | NA | Control |
| ADAM, STUART | I | DIRECTOR | NA | Control |
| ADAM, STUART | I | DIRECTOR | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BARKER, ANDREW, R | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BIRNHOLZ, FRANCOISE, MIREILLE | I | SVP/CORP SEC/GEN.COUNSEL | NA | Control |
| BIRNHOLZ, FRANCOISE, MIREILLE | I | SVP/CORP SEC/GEN.COUNSEL | NA | Control |
| BIRNHOLZ, FRANCOISE, MIREILLE | I | SVP/CORP SEC/GEN.COUNSEL | NA | Control |
| BIRNHOLZ, FRANCOISE, MIREILLE | I | SVP/CORP SEC/GEN.COUNSEL | NA | Control |
| BIRNHOLZ, FRANCOISE, MIREILLE | I | SVP/CORP SEC/GEN.COUNSEL | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & CHIEF COUNSEL | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | CHIEF COUNSEL, ASSET MANAGEMENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | SENIOR VICE PRESIDENT & HEAD OF LEGAL & COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BOCXE, HENDRICUS, FRANCISCO | I | HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| BYL, MICHAEL, JAMES | I | FIRST VICE PRESIDENT | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CHEN, LYNN, JIALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CLAPP, EDWARD, ARCHER | I | FIRST VICE PRESIDENT | NA | Control |
| CLAPP, EDWARD, ARCHER | I | FIRST VICE PRESIDENT | NA | Control |
| CLAPP, EDWARD, ARCHER | I | FIRST VICE PRESIDENT | NA | Control |
| CLAPP, EDWARD, ARCHER | I | FIRST VICE PRESIDENT | NA | Control |
| CLAPP, EDWARD, ARCHER | I | FIRST VICE PRESIDENT | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| CLEMENS, TIMOTHY, JOSEPH | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER OF THE ARTIO FUNDS | NA | Control |
| DEDIO, SAMUEL, ANTHONY | I | CO-HEAD OF GLOBAL EQUITY AND HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | CO-HEAD OF GLOBAL EQUITY AND HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | CO-HEAD OF GLOBAL EQUITY AND HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | CO-HEAD OF GLOBAL EQUITY AND HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DEDIO, SAMUEL, ANTHONY | I | SENIOR VICE PRESIDENT, HEAD OF U.S. EQUITY | NA | |
| DELANO, DONALD, PETER | I | VICE PRESIDENT & CCO OF JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER, JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER, JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER, FIRST VICE PRESIDENT JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER, FIRST VICE PRESIDENT JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | VICE PRESIDENT & CCO OF JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | VICE PRESIDENT & CCO OF JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | VICE PRESIDENT & CCO OF JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | VICE PRESIDENT & CCO OF JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER, JULIUS BAER INVESTMENT MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DELANO, DONALD, PETER | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF ARTIO GLOBAL MANAGEMENT LLC | NA | |
| DOVE, EDWARD, CRAIG | I | CHIEF INV. OFFICER | NA | Control |
| DOVE, EDWARD, CRAIG | I | CHIEF INV. OFFICER | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | CHIEF INV. OFFICER | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOVE, EDWARD, CRAIG | I | SVP & CIO | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| DOWNEY, DENISE, LAUREN | I | FIRST VICE PRESIDENT | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FRIEBEL, ROBERT, CARL | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| FUSINA, ALESSANDRO, EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO, EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO, EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO, EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO, EUGENIO | I | DIRECTOR | NA | Control |
| GAGNIER, JAMES, CHRISTOPHER | I | DIRECTOR, VICE PRESIDENT, HEAD OF NORTH AMERICAN FIXED INCOME | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | FIRST VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLAGHER, BRETT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| GALLI, STEFANO | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | SENIOR VICE PRESIDENT/CFO | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HARTE, FRANCIS, MICHAEL | I | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | NA | |
| HAYWOOD, TIM | I | SR. FIX. INCOME PORTFOLIO MGR. | NA | Control |
| HAYWOOD, TIM | I | SR. FIX. INCOME PORTFOLIO MGR. | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | SR. FIX. INCOME PORTFOLIO MGR. | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HAYWOOD, TIM | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | FIRST VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOPPER, GREGORY, LORTON | I | SENIOR VICE PRESIDENT | NA | Control |
| HOWARD, RICHARD | I | DIR. RESEARCH | NA | Control |
| HOWARD, RICHARD | I | DIR. RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| HOWARD, RICHARD | I | DIR. RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| HOWARD, RICHARD | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MALIK, USMAN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| MARR, WILLIAM | I | SVP AND GLOBAL HEAD OF ALTERNATIVE INVESTMENTS | NA | Control |
| MARR, WILLIAM | I | SVP AND GLOBAL HEAD OF ALTERNATIVE INVESTMENTS | NA | Control |
| MARSHALL, GARY, ROBERT | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS | NA | Control |
| MARSHALL, GARY, ROBERT | I | DIRECTOR | NA | Control |
| MARSHALL, GARY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS | NA | Control |
| MARSHALL, GARY, ROBERT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS | NA | Control |
| MORGAN, JONATHAN, SEELEY | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| MORGAN, JONATHAN, SEELEY | I | FIRST VICE PRESIDENT & DIRECTOR OF RESEARCH | NA | Control |
| NICHOLS, JENNIFER, ANN | I | DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL | NA | Control |
| NICHOLS, JENNIFER, ANN | I | DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL | NA | Control |
| NICHOLS, JENNIFER, ANN | I | DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| OSVATH, KATALIN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | CEO & CIO | NA | Control |
| PELL, RICHARD, C | I | CEO & CIO | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFIICER | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT & CIO | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | SENIOR VICE PRESIDENT | NA | Control |
| PELL, RICHARD, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| PELL, RICHARD, C | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CHIEF COMPLIANCE OFFICER OF THE ARTIO FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT & CCO OF JULIUS BAER FUNDS | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL, KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | FIRST VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| QUIGLEY, DONALD, EAMONN | I | SENIOR VICE PRESIDENT | NA | Control |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| REED, MARIA | I | CHIEF OPERATING OFFICER | NA | |
| SCHRUTT, LEO, THOMAS | I | CHAIRMAN | NA | Control |
| SCHRUTT, LEO, THOMAS | I | CHAIRMAN | NA | Control |
| SCHRUTT, LEO, THOMAS | I | CHAIRMAN | NA | Control |
| SCHRUTT, LEO, THOMAS | I | CHAIRMAN | NA | Control |
| SCHRUTT, LEO, THOMAS | I | CHAIRMAN | NA | Control |
| SCHUHEN, VEIT, OTTO | I | CHAIRMAN | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SENESE, RAFFAELE, JOHN | I | FIRST VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SERHUS, LOWELL, ROBERT | I | FIRST VICE PRESIDENT | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | FIRST VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SIMON, VICTOR, J | I | VICE PRESIDENT, HEAD OF OPERATIONS | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | DIRECTOR, TREASURER, CHIEF OPERATING OFFICER - AMERICAS, CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, ANDREW, ALASDAIR | I | VICE PRESIDENT, TREASURER AND CHIEF EXECUTIVE OFFICER | NA | |
| SMITH, ANDREW, ALASDAIR | I | VICE PRESIDENT, TREASURER AND CHIEF EXECUTIVE OFFICER | NA | |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKA, ADAM, RICHARD | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | DIRECTOR & PRESIDENT | NA | Control |
| STRACHAN, AILEEN, GALL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STRACHAN, AILEEN, GALL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| TESTORF, MICHAEL | I | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | COO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | COO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | CEO & SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WILLIAMS, ANTHONY, GRAEME | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | FIX.INC.PORTFOLIO MANAGER | NA | Control |
| WISHER, GLEN, FREDERICK | I | FIX.INC.PORTFOLIO MANAGER | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF ASSET MANAGEMENT AMERICAS | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF INSTITUTIONAL ASSET MANAGEMENT, NY | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| WISHER, GLEN, FREDERICK | I | HEAD OF IAM & SENIOR VICE PRESIDENT | NA | Control |
| YATES, CHRISTIAN, HENRY | I | GENERAL MANAGER-LONDON | NA | Control |
| YATES, CHRISTIAN, HENRY | I | GENERAL MANAGER-LONDON | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | EQUITY PORTFOLIO MANAGER | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | EQUITY PORTFOLIO MANAGER | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | EQUITY PORTFOLIO MANAGER | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | SENIOR VICE PRESIDENT | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| YOUNES, RUDOLPH, RIAD | I | MANAGING DIRECTOR, HEAD OF INTERNATIONAL EQUITY | NA | Control |
| ABERDEEN ASSET MANAGEMENT PLC | FE | SHAREHOLDER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | STOCK HOLDER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| ARTIO GLOBAL HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| JULIUS BAER SECURITIES INC. | DE | STOCK HOLDER | E | Control |
| MINTER, JONATHAN, CHARLES | I | VICE CHAIRMAN | A | Control |
| MINTER, JONATHAN, CHARLES | I | VICE CHAIRMAN | A | Control |
| MINTER, JONATHAN, CHARLES | I | VICE CHAIRMAN | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | E | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | E | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | ARTIO GLOBAL INVESTORS INC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | ARTIO GLOBAL INVESTORS INC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT LLC | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| JULIUS BAER HOLDING LTD. | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | E | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| ARTIO GLOBAL INVESTORS INC | DE | ARTIO GLOBAL HOLDINGS LLC | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
| THE BAER FAMILY & SENIOR MANAGEMENT | FE | JULIUS BAER INVESTMENT MANAGEMENT INC. | D | Control |
Registrations
Federal
IA
Mar 19, 2013 REGISTERED
Notice Filings (9)
AL CA FL IL IN MI NC NY TX
Address
330 MADISON AVEFLOOR 12A
NEW YORK, NY 10017-5001
United States
Phone: 212-297-3600