CAULDWELL FINANCIAL GROUP INC
CRD #106871 SEC #801-30016 WEST DES MOINES, IA 515-224-4032
SEC Registered
Total AUM
$27M
Discretionary
$23M
Employees
10
Clients
0
Accounts
226
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2008 | $3M | $0 | $3M | 5 | -- |
| Mar 2007 | $2.5M | $0 | $2.5M | 5 | -- |
| Feb 2006 | $3M | $0 | $3M | 5 | -- |
| Sep 2005 | $27M | $23M | $4M | 10 | -- |
| Mar 2002 | $73.4M | $62.2M | $11.2M | -- | -- |
| Jul 2001 | $76M | $62M | $14M | -- | -- |
DateMar 2008
Total AUM$3M
Discretionary$0
Non-Disc.$3M
Employees5
Clients--
DateMar 2007
Total AUM$2.5M
Discretionary$0
Non-Disc.$2.5M
Employees5
Clients--
DateFeb 2006
Total AUM$3M
Discretionary$0
Non-Disc.$3M
Employees5
Clients--
DateSep 2005
Total AUM$27M
Discretionary$23M
Non-Disc.$4M
Employees10
Clients--
DateMar 2002
Total AUM$73.4M
Discretionary$62.2M
Non-Disc.$11.2M
Employees--
Clients--
DateJul 2001
Total AUM$76M
Discretionary$62M
Non-Disc.$14M
Employees--
Clients--