RIA Intelligence

FORTUNA ASSET MANAGEMENT LLC

CRD #106897 SEC #801-24292 NEWPORT BEACH, CA 949-476-2872
SEC Registered Private Funds
Total AUM
$53.2M
Discretionary
$53.2M
Employees
1
Clients
--
Accounts
65

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control
BRENNER, KAREN, BETHIMEMBERE Control
BRENNER, KAREN, BETHICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jul 30, 2012 REGISTERED

Notice Filings (1)

CA

Address

1300 BRISTOL STREET NORTH
SUITE 100
NEWPORT BEACH, CA 92660
United States
Phone: 949-476-2872