WS SECURITIES INC
CRD #106910 SEC #801-43817 LENOX, MA 413-637-2900
SEC Registered
Total AUM
$61.7M
Discretionary
$54.8M
Employees
6
Clients
0
Accounts
223
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| RICHTER, EDWARD, STUART | I | EXECUTIVE VP | NA | Control |
| SEELEY, RICHARD, ANTHONY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, ANTHONY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, ANTHONY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN-CEO | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| SIEGEL, HARVEY | I | CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT-CCO | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT-COO | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT-CCO | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT-COO | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT | C | Control |
| WESSON, BARRY, MARTIN | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Mar 28, 2016 REGISTERED
Notice Filings (4)
FL MA NJ NY
Address
5 WALKER STREETLENOX, MA 01240
United States
Phone: 413-637-2900