CHARLES STEPHEN AND COMPANY, INC.
CRD #106916 SEC #801-22681 ALBUQUERQUE, NM 505-884-0451
SEC Registered
Total AUM
$199.1M
Discretionary
$73.3M
Employees
6
Clients
101
Accounts
1,152
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2014 | $205M | $125M | $80M | 10 | 600 |
| Mar 2013 | $170M | $100M | $70M | 6 | 578 |
| Apr 2012 | $199.1M | $73.3M | $125.8M | 6 | 578 |
| Mar 2012 | $199.1M | $73.3M | $125.8M | 6 | 578 |
| Feb 2012 | $199.1M | $73.3M | $125.8M | 6 | 578 |
| Mar 2011 | $170M | $100M | $70M | 10 | -- |
| Mar 2010 | $170M | $100M | $70M | 10 | -- |
| Mar 2007 | $170M | $100M | $70M | 10 | -- |
| Feb 2005 | $180M | $90M | $90M | -- | -- |
| Jan 2005 | $110M | $40M | $70M | 10 | -- |
| May 2002 | $200M | $100M | $100M | -- | -- |
| Aug 2001 | $60.5M | $46M | $14.4M | -- | -- |
DateMar 2014
Total AUM$205M
Discretionary$125M
Non-Disc.$80M
Employees10
Clients600
DateMar 2013
Total AUM$170M
Discretionary$100M
Non-Disc.$70M
Employees6
Clients578
DateApr 2012
Total AUM$199.1M
Discretionary$73.3M
Non-Disc.$125.8M
Employees6
Clients578
DateMar 2012
Total AUM$199.1M
Discretionary$73.3M
Non-Disc.$125.8M
Employees6
Clients578
DateFeb 2012
Total AUM$199.1M
Discretionary$73.3M
Non-Disc.$125.8M
Employees6
Clients578
DateMar 2011
Total AUM$170M
Discretionary$100M
Non-Disc.$70M
Employees10
Clients--
DateMar 2010
Total AUM$170M
Discretionary$100M
Non-Disc.$70M
Employees10
Clients--
DateMar 2007
Total AUM$170M
Discretionary$100M
Non-Disc.$70M
Employees10
Clients--
DateFeb 2005
Total AUM$180M
Discretionary$90M
Non-Disc.$90M
Employees--
Clients--
DateJan 2005
Total AUM$110M
Discretionary$40M
Non-Disc.$70M
Employees10
Clients--
DateMay 2002
Total AUM$200M
Discretionary$100M
Non-Disc.$100M
Employees--
Clients--
DateAug 2001
Total AUM$60.5M
Discretionary$46M
Non-Disc.$14.4M
Employees--
Clients--