DERBY AND COMPANY INC
CRD #106924 SEC #801-30056 NEWTON, MA 617-527-8900
SEC Registered Private Funds
Total AUM
$691.3M
Discretionary
$690.1M
Employees
15
Clients
251
Accounts
887
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| DERBY, BURTON, H. | I | PRESIDENT | NA | Control |
| KERRIGAN, TANYA, ANN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTGOMERY, ALLISON, O'NEILL | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| MONTGOMERY, ALLISON, O'NEILL | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| MONTGOMERY, ALLISON, O'NEILL | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| MONTGOMERY, ALLISON, O'NEILL | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| VICENTINI, ALLISON, M | I | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| ZIBRAK, RACHEL, MERI | I | DIRECTOR OF RESEARCH | NA | |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CCO | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CCO | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT | D | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, MARK, ALAN | I | PRESIDENT, CEO | D | Control |
| DERBY, JONATHAN, JAY | I | VICE PRESIDENT | C | Control |
| DERBY, MARK, ALAN | I | VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Nov 26, 2021 REGISTERED
Notice Filings (12)
AZ CA CO CT FL MA MD ME NH NY RI TX
Address
7 WELLS AVENUENEWTON, MA 02459
United States
Phone: 617-527-8900