TRUST ADVISORY GROUP LTD
CRD #106926 SEC #801-46919 BIRMINGHAM, AL 800-292-2411
SEC Registered
Total AUM
$494.4M
Discretionary
$494.4M
Employees
30
Clients
51
Accounts
1,720
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2025
- Branch Offices
- 21
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALVANO, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | PRESIDENT, CEO | NA | Control |
| CARTER, JAY, WILSON | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CARTER, JAY, WILSON | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CARTER, JAY, WILSON | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CARTER, JAY, WILSON | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| CHAMBLESS, ANDREW, R | I | GENERAL COUNSEL | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DAVISON, STUART, ANDREW | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| DUNAWAY, WILLIAM, JOHN | I | DIRECTOR | NA | Control |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| KELLY, ROBERT | I | CCO | NA | |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LEMOINE, SUSAN, MARIE | I | PRINCIPAL | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| LYON, CHARLES, MARTIN | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MAURER, MARK, L | I | DIRECTOR | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CCO | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CCO | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | CCO | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| MCCANCE, WILLIAM, HENRY | I | PRESIDENT | NA | Control |
| McAuslan, James, Buchanan | I | DIRECTOR | NA | Control |
| McAuslan, James, Buchanan | I | DIRECTOR | NA | Control |
| McAuslan, James, Buchanan | I | DIRECTOR | NA | Control |
| McAuslan, James, Buchanan | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| O'CONNOR, SEAN, MICHAEL | I | DIRECTOR | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PORZIO, JOSEPH, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RICHARDSON, MARCUS, BRYANT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| SMITH, PHILIP, ANDREW | I | DIRECTOR | NA | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OLSSON, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| OLSSON, STEPHEN, CHARLES | I | PRESIDENT | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX ADVISORS INC. | DE | OWNER | E | Control |
| STONEX GROUP INC. | DE | OWNER | E | Control |
| STONEX GROUP INC. | DE | OWNER | E | Control |
| STONEX GROUP INC. | DE | OWNER | E | Control |
| STONEX GROUP INC. | DE | OWNER | E | Control |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E | |
| TAG GROUP, INC. | DE | OWNER | E |
Registrations
Federal
IA
Sep 9, 2025 REGISTERED
Notice Filings (36)
AL AZ CA CO CT DC DE FL GA IL IN KS KY MA MD ME MI MT NC NH NJ NY OH OR PA RI SC SD TN TX UT VA VI VT WA WI
Address
2 PERIMETER PARK SOUTHSUITE 500 WEST
BIRMINGHAM, AL 35243
United States
Phone: 800-292-2411