HOWARD CAPITAL MANAGEMENT, INC.
Legal name: HOWARD CAPITAL MANAGEMENT
CRD #106951 SEC #801-10188 LOS ANGELES, CA 310 473-9100
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
17
Clients
--
Accounts
1,308
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 14, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOCK, CYNTHIA, CRAMER | I | SECRETARY | NA | |
| BOCK, CYNTHIA, CRAMER | I | SECRETARY | NA | |
| BOCK, CYNTHIA, CRAMER | I | SECRETARY | NA | |
| BOCK, CYNTHIA, CRAMER | I | SECRETARY | NA | |
| CABALLERO, DILIA, MARIA | I | CORP SECRETARY | NA | |
| CABALLERO, DILIA, MARIA | I | CORP SECRETARY | NA | |
| CABALLERO, DILIA, MARIA | I | CORP SECRETARY | NA | |
| CURCIO, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| CURCIO, MICHAEL, JOHN | I | DIRECTOR | NA | Control |
| CURCIO, MICHAEL, JOHN | I | PRESIDENT/DIRECTOR | NA | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT | NA | Control |
| FOSTER, JONATHAN, RICE | I | EXECUTIVE MANAGER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | VICE PRESIDENT | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | CHIEF OPERATING OFFICER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | CHIEF OPERATING OFFICER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | VICE PRESIDENT | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | EXECUTIVE MANAGER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | CHIEF OPERATING OFFICER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | CHIEF OPERATING OFFICER | NA | Control |
| HAVENS, GILBERT, SCHUYLER | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| HOWARD, HAROLD, NATHANIEL | I | EXECUTIVE MANAGER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLOBUCHAR, LOUIS, ANDREW | I | DIRECTOR | NA | Control |
| LILIEN, ROBERT, JARRETT | I | DIRECTOR | NA | Control |
| LILIEN, ROBERT, JARRETT | I | DIRECTOR | NA | Control |
| LILIEN, ROBERT, JARRETT | I | DIRECTOR | NA | Control |
| LILIEN, ROBERT, JARRETT | I | DIRECTOR | NA | Control |
| LILIEN, ROBERT, JARRETT | I | DIRECTOR | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MULRON, SHANE, OSHEA SCOTTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORPHANOS, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROBINSON, DAVID | I | EXECUTIVE MANAGER | NA | Control |
| ROBINSON, DAVID | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBINSON, DAVID | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROBINSON, DAVID | I | VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, DAVID | I | VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, DAVID | I | PRESIDENT | NA | Control |
| ROBINSON, DAVID | I | PRESIDENT | NA | Control |
| ROBINSON, DAVID | I | PRESIDENT | NA | Control |
| ROBINSON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, DAVID | I | VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, DAVID | I | VICE-PRESIDENT/ CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, DAVID, H | I | SENIOR VP | NA | Control |
| WULFORST, JAMES, ADAM | I | DIRECTOR | NA | Control |
| WULFORST, JAMES, ADAM | I | DIRECTOR | NA | Control |
| E*TRADE FINANCIAL ADVISORY SERVICES, INC. | DE | OWNER | E | Control |
| E*TRADE FINANCIAL ADVISORY SERVICES, INC. | DE | OWNER | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | OWNER | E | Control |
| E*TRADE WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| E*TRADE WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| E*TRADE WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| E*TRADE WEALTH MANAGEMENT, INC. | DE | OWNER | E | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| ROBINSON, DAVID, ANDREW | I | PRESIDENT AND DIRECTOR | D | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT & CEO & DIRECTOR | C | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT & CEO & DIRECTOR | C | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT & CEO & DIRECTOR | C | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT & CEO & DIRECTOR | C | Control |
| FOSTER, JONATHAN, RICE | I | PRESIDENT & CEO & DIRECTOR | C | Control |
| HOWARD, HAROLD, NATHANIEL | I | CHAIRMAN & DIRECTOR | C | Control |
| HOWARD, HAROLD, NATHANIEL | I | CHAIRMAN & DIRECTOR | C | Control |
| HOWARD, HAROLD, NATHANIEL | I | CHAIRMAN & DIRECTOR | C | Control |
| HOWARD, HAROLD, NATHANIEL | I | CHAIRMAN & DIRECTOR | C | Control |
| HOWARD, HAROLD, NATHANIEL | I | CHAIRMAN & DIRECTOR | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| KAPLAN, JASON, DAVID | I | EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| PATRICOF, ALAN, J | I | SHAREHOLDER | B | |
| PATRICOF, ALAN, J | I | SHAREHOLDER | B | |
| PATRICOF, ALAN, J | I | SHAREHOLDER | B | |
| PATRICOF, ALAN, J | I | SHAREHOLDER | B | |
| PATRICOF, ALAN, J | I | SHAREHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE WEALTH MANAGEMENT, INC. | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE FINANCIAL ADVISORY SERVICES, INC. | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE FINANCIAL ADVISORY SERVICES, INC. | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE WEALTH MANAGEMENT, INC. | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE WEALTH MANAGEMENT, INC. | E | Control |
| E*TRADE FINANCIAL CORPORATION | DE | E*TRADE WEALTH MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Aug 14, 2020 REGISTERED
Notice Filings (23)
AZ CA CO CT FL HI IL IN LA MA MD MI MO NH NJ NV NY OR PA TX UT VA WA
Address
11601 WILSHIRE BLVDSTE 2000
LOS ANGELES, CA 90025-1766
United States
Phone: 310 473-9100