RETIREMENT ADVISORS OF AMERICA INC
Legal name: RETIREMENT ADVISORS OF AMERICA
CRD #106968 SEC #801-38730 DALLAS, TX 972-233-3367
SEC Registered
Total AUM
$1B
Discretionary
$992.9M
Employees
--
Clients
--
Accounts
2,295
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, BENJAMIN, GEORGE | I | EXEC VICE PRES/DIRECTOR | NA | Control |
| ADAMS, BENJAMIN, GEORGE | I | EXEC VICE PRES/DIRECTOR | NA | Control |
| ADAMS, BENJAMIN, GEORGE | I | EXEC VICE PRES/DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| BIRCH, WILLIAM, DUNHAM | I | DIRECTOR | NA | Control |
| EMMONS, MICHAEL, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | VICE PRESIDENT | NA | Control |
| EMMONS, MICHAEL, NEAL | I | VICE PRESIDENT | NA | Control |
| FORTIER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| FORTIER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| FORTIER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| FUENTES, MARIA, AMPARO | I | OPERATIONS MANAGER | NA | |
| IDE, ROGER, D | I | DIRECTOR | NA | |
| IDE, ROGER, D | I | DIRECTOR | NA | |
| IDE, ROGER, D | I | DIRECTOR | NA | |
| LEWIS, JAMES, WILLIAM | I | DIRECTOR | NA | Control |
| LEWIS, JAMES, WILLIAM | I | DIRECTOR | NA | Control |
| LEWIS, JAMES, WILLIAM | I | DIRECTOR | NA | Control |
| LEWIS, JAMES, WILLIAM | I | DIRECTOR | NA | Control |
| LEWIS, JAMES, WILLIAM | I | DIRECTOR | NA | Control |
| OHARA, DENNIS, MICHAEL | I | SR VICE PRESIDENT | NA | Control |
| OHARA, DENNIS, MICHAEL | I | SR VICE PRESIDENT | NA | Control |
| OHARA, DENNIS, MICHAEL | I | SR VICE PRESIDENT | NA | Control |
| PRENDERGAST, JEFFREY, THOMAS | I | CONSULTANT | NA | |
| PRENDERGAST, JEFFREY, THOMAS | I | CONSULTANT | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | INV COMM CHAIRMAN & DIRECTOR | NA | Control |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | INV COMM CHAIRMAN & DIRECTOR | NA | Control |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | INV COMM CHAIRMAN & DIRECTOR | NA | Control |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | INV COMM CHAIRMAN & DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | INV COMM CHAIRMAN & DIRECTOR | NA | |
| SMITH, CARROLL, ANN | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CARROLL, ANN | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CARROLL, ANN | I | SR VICE PRESIDENT | NA | Control |
| SMITH, CARROLL, ANN | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, CARROLL, ANN | I | SR VICE PRESIDENT | NA | Control |
| SMITH, CARROLL, ANN | I | SR VICE PRESIDENT | NA | Control |
| SMITH, CARROLL, ANN | I | SR VICE PRESIDENT | NA | Control |
| SMITH, CARROLL, ANN | I | SR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| TANNER, RAYMON, BEDFORD | I | SENIOR VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | SENIOR VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | SENIOR VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | VICE PRESIDENT | NA | Control |
| TANNER, RAYMON, BEDFORD | I | VICE PRESIDENT | NA | Control |
| WATSON, SHARON, H | I | SENIOR VICE PRESIDENT | NA | Control |
| WATSON, SHARON, H | I | SENIOR VICE PRESIDENT | NA | Control |
| WATSON, SHARON, H | I | SENIOR VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| ZORN, JOSEPH, RICHARD | I | EXEC VICE PRESIDENT | NA | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| GEOMETRY GROUP INC | DE | SHAREHOLDER | D | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| SZCZEPANIK, S, RICHARD | I | DIRECTOR | C | Control |
| FROST, SCOTT, MICHAEL | I | PRESIDENT & CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | PRESIDENT & CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | CO CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | PRESIDENT & CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | CO CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | CO CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | PRESIDENT & CEO | A | Control |
| FROST, SCOTT, MICHAEL | I | PRESIDENT & CEO | A | Control |
| PRENDERGAST, JEFFREY, THOMAS | I | CO CEO | A | Control |
| PRENDERGAST, JEFFREY, THOMAS | I | CO CEO | A | Control |
| PRENDERGAST, JEFFREY, THOMAS | I | CO CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| BIRCH, WILLIAM, DUNHAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
| LEWIS, JAMES, WILLIAM | I | GEOMETRY GROUP INC | D | Control |
Registrations
Federal
IA
Nov 3, 2005 REGISTERED
Notice Filings (42)
AL AR AZ CA CO CT DE FL GA HI ID IL IN KS KY LA MA MD MI MN MO NC NE NH NJ NM NV NY OH OK OR PA RI SC TN TX UT VA VT WA WI WV
Address
13155 NOEL ROAD, SUITE 1800GALLERIA TOWER III
DALLAS, TX 75240
USA
Phone: 972-233-3367