OCONNELL INVESTMENT SERVICES INC
Legal name: O'CONNELL INVESTMENT SERVICES, INC.
CRD #106970 SEC #801-43982 LINCOLN, RI 401-334-5909
SEC Registered
Total AUM
$199.5M
Discretionary
$195.6M
Employees
10
Clients
10
Accounts
537
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOLPHIN, DONALD, HERBERT | I | SENIOR VICE PRESIDENT | NA | |
| OCONNELL, DENIS, M | I | VICE PRESIDENT | NA | |
| OCONNELL, DENIS, M | I | VICE PRESIDENT | NA | |
| OCONNELL, WILLIAM, BRENDAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| OCONNELL, WILLIAM, BRENDAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| OCONNELL, WILLIAM, BRENDAN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| OCONNELL, WILLIAM, BRENDAN | I | PRESIDENT | D | Control |
| MACKENTY, ELIZABETH | I | EXECUTIVE VICE PRESIDENT | B | |
| MACKENTY, ELIZABETH | I | EXECUTIVE VICE PRESIDENT | B | |
| MACKENTY, ELIZABETH | I | EXECUTIVE VICE PRESIDENT | B | |
| MACKENTY, ELIZABETH | I | EXECUTIVE VICE PRESIDENT | B | |
| OCONNELL, DENIS, M | I | VICE PRESIDENT | A | |
| OCONNELL, JOSEPH, THOMAS | I | VICE PRESIDENT | A | |
| OCONNELL, JOSEPH, THOMAS | I | VICE PRESIDENT | A | |
| OCONNELL, JOSEPH, THOMAS | I | VICE PRESIDENT | A | |
| OCONNELL, JOSEPH, THOMAS | I | VICE PRESIDENT | A | |
| ONEILL, JOHN | I | SENIOR VICE PRESIDENT | A | |
| ONEILL, JOHN | I | SENIOR VICE PRESIDENT | A | |
| ONEILL, JOHN | I | SENIOR VICE PRESIDENT | A | |
| ONEILL, JOHN, GEORGE | I | SENIOR VICE PRESIDENT | A |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Notice Filings (6)
CT FL MA NH NJ RI
Address
11 BLACKSTONE VALLEY PLACELINCOLN, RI 2865
USA
Phone: 401-334-5909