PENNANT MANAGEMENT INC
CRD #106974 SEC #801-49007 MILWAUKEE, WI 414-359-1044
SEC Registered
Total AUM
$317.8M
Discretionary
$288.6M
Employees
10
Clients
0
Accounts
287
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEARD, GREGORY | I | SENIOR VICE PRESIDENT | NA | Control |
| BERG, RICHARD | I | ASSISTANT TREASURER | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| CONGER, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| CULHANE, JOHN, P | I | SENIOR VICE PRESIDENT | NA | Control |
| ELSTE, JEAN, MARIE | I | CORPORATE SECRETARY | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, PRESIDENT, CEO, CIO | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, PRESIDENT, CEO, CIO | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, PRESIDENT, CEO, CIO | NA | Control |
| ELSTE, MARK, A | I | PRESIDENT | NA | Control |
| ELSTE, MARK, A | I | PRESIDENT, CO-CCO | NA | Control |
| ELSTE, MARK, A | I | PRESIDENT | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, A | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, ARTHUR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, ARTHUR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| ELSTE, MARK, ARTHUR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| HARDING, SCOTT, ROBERTSON | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| HUIE, TOMMY, ON | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| JELINEK, LINDA | I | SENIOR VICE PRESIDENT | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| JOHNSON, TODD, C | I | DIRECTOR | NA | Control |
| KAUN, JAY, BRIAN | I | EXECUTIVE VICE PRESIDENT, COO & TREASURER | NA | Control |
| KAUN, JAY, BRIAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KAUN, JAY, BRIAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KAUN, JAY, BRIAN | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| KAUN, JAY, BRIAN | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| KAUN, JAY, BRIAN | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| MCAFEE, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAFEE, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAFEE, LAUREN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTESANO, DANIELLE, C | I | SENIOR VICE PRESIDENT; CCO | NA | Control |
| MONTESANO, DANIELLE, C | I | SENIOR VICE PRESIDENT | NA | Control |
| MONTESANO, DANIELLE, C | I | SENIOR VICE PRESIDENT | NA | Control |
| RIGANO, JONATHAN, GUY | I | VICE PRESIDENT | NA | Control |
| RINSEM, BRADLEY | I | SECRETARY | NA | Control |
| SPURGEON, RICHARD, DEAN | I | SENIOR VICE PRESIDENT | NA | Control |
| WEBER, CHRIS, JOHN | I | VICE PRESIDENT | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT, CO-CCO | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WELGAT, MICHAEL | I | DIRECTOR | NA | Control |
| WESTON, ROGER, L | I | DIRECTOR | NA | Control |
| WESTON, ROGER, L | I | DIRECTOR | NA | Control |
| WESTON, ROGER, L | I | DIRECTOR | NA | Control |
| WESTON, ROGER, L | I | DIRECTOR | NA | Control |
| ELSTE, MARK, A | I | PRESIDENT | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | OWNS STOCK OF PENNANT MANAGEMENT, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | OWNS STOCK OF PENNANT MANAGEMENT, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | OWNS STOCK OF PENNANT MANAGEMENT, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| U.S. FIDUCIARY SERVICES, INC. | DE | SOLE DIRECT OWNER HOLDING COMPANY | E | Control |
| KAUN, JAY, BRIAN | I | SENIOR VICE PRESIDENT & TREASURER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| HENDERSON, COLIN, MAXWELL | I | U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| U.S. FIDUCIARY SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | U.S. FIDUCIARY SERVICES, INC. | E | Control |
| WESTON, ROGER, L | I | U.S. FIDUCIARY SERVICES, INC. | C | Control |
| WESTON, ROGER, L | I | U.S. FIDUCIARY SERVICES, INC. | C | Control |
Registrations
Federal
IA
Feb 19, 2015 REGISTERED
Notice Filings (4)
FL IL TX WI
Address
11270 WEST PARK PLACESUITE 1025
MILWAUKEE, WI 53224
United States
Phone: 414-359-1044