VIRTUS INVESTMENT ADVISERS, INC.
CRD #106982 SEC #801-5995 HARTFORD, CT 800-248-7971
SEC Registered Disclosures
Total AUM
$54B
Discretionary
$54B
Employees
8
Clients
--
Accounts
105
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2025
- Branch Offices
- 2
- LEI
- 5493008GM1PP47SEXR11
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | CHIEF INVESTMENT OFFICER - MULTI SECTOR FIXED INCOME STRATEGIES | NA | Control |
| ALBRYCHT, DAVID, LEON | I | CHIEF INVESTMENT OFFICER - MULTI SECTOR FIXED INCOME STRATEGIES | NA | Control |
| ALBRYCHT, DAVID, LEON | I | MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ALBRYCHT, DAVID, LEON | I | SENIOR MANAGING DIRECTOR | NA | |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, A | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | DIRECTOR, PRESIDENT AND CHAIRMAN | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BEERS, JOHN, HENRY | I | VICE PRESIDENT & CLERK | NA | |
| BERTELSEN, CHRISTIAN, CAMERON | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| BERTELSEN, CHRISTIAN, CAMERON | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| BERTELSEN, CHRISTIAN, CAMERON | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| BERTELSEN, CHRISTIAN, CAMERON | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| BONNER, DOREEN, ALICIA | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CARR, KEVIN, JOHN | I | SENIOR VICE PRESIDENT AND CLERK | NA | |
| CHISOLM, DAPHNE, TIPPENS | I | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| COLTON, STEVEN, LLOYD | I | MANAGING DIRECTOR, VALUE EQUITIES | NA | |
| CURTISS, NANCY, GREENE | I | DIRECTOR | NA | Control |
| CURTISS, NANCY, GREENE | I | DIRECTOR | NA | Control |
| CURTISS, NANCY, GREENE | I | DIRECTOR | NA | Control |
| CURTISS, NANCY, GREENE | I | DIRECTOR | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DICKERSON, DAVID, C | I | SENIOR VICE PRESIDENT | NA | Control |
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE | NA | |
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE | NA | |
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, ASSISTANT CLERK & COUNSEL | NA | Control |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, ASSISTANT CLERK & COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, ASSISTANT CLERK & COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, ASSISTANT CLERK & COUNSEL | NA | |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, S | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FLYNN, MARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| FROMM, JENNIFER, SEYMOUR | I | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| FUSCO, DAVID, ELLIOT | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| GERACI, DANIEL, THEODORE | I | DIRECTOR AND PRESIDENT, EQUITIES | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR AND PRESIDENT, EQUITIES | NA | |
| GERACI, DANIEL, THEODORE | I | DIRECTOR AND PRESIDENT | NA | Control |
| GERACI, DANIEL, THEODORE | I | DIRECTOR AND PRESIDENT, EQUITIES | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, GEORGE | I | TREASURER | NA | |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR AND PRESIDENT, FIXED INCOME | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR AND PRESIDENT, FIXED INCOME | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR AND PRESIDENT, FIXED INCOME | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER - MUNICIPAL SECURITIES | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER - MUNICIPAL SECURITIES | NA | |
| HEANEY, TIMOTHY, M. | I | MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR VICE PRESIDENT | NA | Control |
| HEANEY, TIMOTHY, M. | I | MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| HEANEY, TIMOTHY, M. | I | SENIOR VICE PRESIDENT | NA | Control |
| HEANEY, TIMOTHY, M. | I | SENIOR MANAGING DIRECTOR | NA | |
| HEANEY, TIMOTHY, M. | I | SENIOR VICE PRESIDENT | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | NA | Control |
| HOOKER, STEPHEN, HOUGHTON | I | DIRECTOR, FIXED INCOME | NA | |
| JENNINGS, KYLE, ARTHUR | I | PORTFOLIO MANAGER - BANK LOAN SECTOR | NA | |
| JENNINGS, KYLE, ARTHUR | I | PORTFOLIO MANAGER - BANK LOAN SECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| KELLEHER, CHRISTOPHER, JUDE | I | SENIOR MANAGING DIRECTOR | NA | |
| LEONARD, LISA, H | I | VICE PRESIDENT AND PORTFOLIO MANAGER - MUNICIPAL SECURITIES | NA | |
| LEONARD, LISA, H | I | VICE PRESIDENT AND PORTFOLIO MANAGER - MUNICIPAL SECURITIES | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR & CHAIRMAN | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR, SENIOR VICE PRESIDENT & CFO | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR, SENIOR VICE PRESIDENT & CFO | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR, SENIOR VICE PRESIDENT & CFO | NA | Control |
| MOYER, WILLIAM, RALPH | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, CFO & TREASURER | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | Control |
| NEEL, CARLTON, BRYAN | I | SENIOR VICE PRESIDENT | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PEASE, GLENN, H | I | VICE PRESIDENT, FINANCE AND TREASURER | NA | |
| PERSAUD, CHETRAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PERSAUD, CHETRAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| PYTLIK, YVONNE, I (MI ONLY) | I | CORPORATE HEAD OF COMPLIANCE | NA | Control |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| ROBINSON, AMY, L | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANER, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR | NA | |
| SANTORO, KATHRYN, LEE | I | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | MANAGING DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | MANAGING DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | MANAGING DIRECTOR, MONEY MARKET TRADING | NA | |
| SAPIA, JULIE, LIBERIA | I | DIRECTOR, MONEY MARKET TRADING | NA | |
| SENECAL, DANIEL, PAUL | I | MANAGING DIRECTOR | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STREKEL, ROSEMARY, TOMCZAK | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR, PRIVATE PLACEMENT | NA | |
| STREKEL, ROSEMARY, TOMCZAK | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR, PRIVATE PLACEMENT | NA | |
| STREKEL, ROSEMARY, TOMCZAK | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR, PRIVATE PLACEMENT | NA | |
| STREKEL, ROSEMARY, TOMCZAK | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR, PRIVATE PLACEMENT | NA | |
| TERRANOVA, JOSEPH | I | CHIEF ALTERNATIVES STRATEGIST | NA | Control |
| TERRANOVA, JOSEPH | I | CHIEF ALTERNATIVES STRATEGIST | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WALTMAN, FRANCIS, GEORGE | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND SENIOR VICE PRESIDENT, FIXED INCOME | NA | Control |
| WEHR, JAMES, DAVID | I | SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WEHR, JAMES, DAVID | I | DIRECTOR AND SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WEHR, JAMES, DAVID | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WEHR, JAMES, DAVID | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEHR, JAMES, DAVID | I | DIRECTOR AND SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WEHR, JAMES, DAVID | I | SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WEHR, JAMES, DAVID | I | SENIOR VICE PRESIDENT, FIXED INCOME | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| WILKOS, CHRISTOPHER, MATTHEW | I | SENIOR VICE PRESIDENT | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| ZHANG, DONG, HAO | I | PORTFOLIO MANAGER, VALUE EQUITIES | NA | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | Control |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| PHOENIX EQUITY PLANNING CORPORATION | DE | SHAREHOLDER | E | |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
| VP DISTRIBUTORS INC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | PHOENIX EQUITY PLANNING CORP. | E | |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS PARTNERS, INC. | DE | VP DISTRIBUTORS, INC. | E | Control |
| VIRTUS PARTNERS, INC. | DE | VP DISTRIBUTORS, INC. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | PHOENIX EQUITY PLANNING CORP. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | VP DISTRIBUTORS, INC. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | VP DISTRIBUTORS, INC. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | VP DISTRIBUTORS, INC. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | VP DISTRIBUTORS, INC. | E | Control |
Registrations
Federal
IA
Jan 31, 2025 REGISTERED
Notice Filings (22)
CA CT DC DE FL GA IL KS MA MD MN MO NC NJ NY OH PA SC TN TX VA WA
Address
ONE FINANCIAL PLAZA26TH FLOOR
HARTFORD, CT 06103
United States
Phone: 800-248-7971