RIA Intelligence

WEST FINANCIAL SERVICES INC

CRD #107004 SEC #801-17019 MCLEAN, VA 703-847-2500
SEC Registered
Total AUM
$554.6M
Discretionary
$540.6M
Employees
--
Clients
101
Accounts
281

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WEST, RONALD, LEEIPRESIDENTD Control
WEST, RONALD, LEEIPRESIDENTD Control
WEST, RONALD, LEEIPRESIDENTD Control
WEST, RONALD, LEEIPRESIDENTD Control
WEST, RONALD, LEEIPRESIDENTD Control
WEST, RONALD, LEEIPRESIDENTD Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
BUCO, GLEN, JOSEPHIEXECUTIVE VICE PRESIDENTC Control
KRONE, ANDREW, JOSEPHICHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICERB Control
KRONE, ANDREW, JOSEPHICHIEF OPERATIONS OFFICERB Control
KRONE, ANDREW, JOSEPHICHIEF OPERATIONS OFFICERB Control
HOPWOOD, HERBERT, GLADSTONEISENIOR VICE PRESIDENTA Control
KRONE, ANDREW, JOSEPHICHIEF OPERATIONS OFFICERA Control
KRONE, ANDREW, JOSEPHICHIEF OPERATIONS OFFICERA Control

Registrations

Federal

IA
Jun 14, 2005 REGISTERED

Notice Filings (10)

CA DC FL MD NC NH NY PA TX VA

Address

1355 BEVERLY ROAD
SUITE 250
MCLEAN, VA 22101
USA
Phone: 703-847-2500