KOPP INVESTMENT ADVISORS, LLC
Legal name: KOPP INVESTMENT ADVISORS
CRD #107010 SEC #801-36574 BLOOMINGTON, MN 952-841-0400
SEC Registered
Total AUM
$117.5M
Discretionary
$112.3M
Employees
5
Clients
--
Accounts
175
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, SALLY, ANN | I | PRESIDENT | NA | Control |
| ANDERSON, SALLY, ANN | I | PRESIDENT | NA | Control |
| ANDERSON, SALLY, ANN | I | PRESIDENT | NA | Control |
| ANDERSON, SALLY, ANN | I | PRESIDENT | NA | Control |
| ARENS, MATHEW, PAUL | I | PRESIDENT | NA | Control |
| ARENS, MATHEW, PAUL | I | PRESIDENT | NA | Control |
| ARENS, MATHEW, PAUL | I | PRESIDENT | NA | Control |
| ARENS, MATHEW, PAUL | I | PRESIDENT | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO, CCO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO, CCO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO, CCO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO, COO | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | CFO 9/03, COO 2/07, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| FLAKNE, JOHN, PAUL | I | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | NA | Control |
| KOPP, LE, ROY CLARENCE | I | CEO, SOLE DIRECTOR | NA | Control |
| KOPP, LE, ROY CLARENCE | I | CEO, SOLE DIRECTOR | NA | Control |
| KOPP, LE, ROY CLARENCE | I | CEO, SOLE DIRECTOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CEO, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR, PRESIDENT (09/13) | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR, PRESIDENT (09/13) | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR, PRESIDENT (09/13) | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR, PRESIDENT (09/13) | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHIEF INVESTMENT OFFICER, SOLE GOVERNOR, PRESIDENT (09/13) | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KOPP, LEROY, CLARENCE | I | CHAIRMAN AND SOLE GOVERNOR | NA | Control |
| KRILL, PAMELA, MARIE | I | CCO | NA | |
| KRILL, PAMELA, MARIE | I | CCO | NA | |
| KRILL, PAMELA, MARIE | I | CCO | NA | |
| TILLOTSON, KATHLEEN, SWEENEY | I | CLO | NA | Control |
| TILLOTSON, KATHLEEN, SWEENEY | I | CLO | NA | Control |
| TILLOTSON, KATHLEEN, SWEENEY | I | CLO | NA | Control |
| TILLOTSON, KATHLEEN, SWEENEY | I | CLO, CCO | NA | Control |
| KOPP HOLDING COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| KOPP HOLDING COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| KOPP HOLDING COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP, LEROY, CLARENCE | I | LEROY C. KOPP REVOCABLE BUSINESS TRUST | F | Control |
| KOPP HOLDING COMPANY | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP HOLDING COMPANY, LLC | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP, LE, ROY CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LE, ROY CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LE, ROY CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | E | Control |
| KOPP, LEROY, CLARENCE | I | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | DE | KOPP HOLDING COMPANY, LLC | E | Control |
Registrations
Federal
IA
Mar 8, 2019 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
8400 NORMANDALE LAKE BOULEVARDSUITE 1450
BLOOMINGTON, MN 55437
United States
Phone: 952-841-0400