CDC INVESTMENT MANAGEMENT CORPORATION
CRD #107012 SEC #801-42137 NEW YORK, NY 212-997-6000
SEC Registered
Total AUM
$3.5B
Discretionary
$3.5B
Employees
51
Clients
--
Accounts
37
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 24, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBOT, GERARD, RAYMOND | I | DIRECTOR | NA | Control |
| BARBOT, GERARD, RAYMOND | I | DIRECTOR | NA | Control |
| BARBOT, GERARD, RAYMOND | I | DIRECTOR | NA | Control |
| BARBOT, GERARD, RAYMOND | I | DIRECTOR | NA | Control |
| BRAUN, KAREN, MARGARET | I | SENIOR COUNSEL | NA | |
| BRAUN, KAREN, MARGARET | I | SENIOR COUNSEL | NA | |
| BRAUN, KAREN, MARGARET | I | SENIOR COUNSEL | NA | |
| BRAUN, KAREN, MARGARET | I | SENIOR COUNSEL | NA | |
| DECLAPIERS, LUE | I | DIRECTOR | NA | |
| DECLAPIERS, LUE | I | DIRECTOR | NA | |
| DECLAPIERS, LUE | I | DIRECTOR | NA | |
| DECLAPIERS, LUE | I | DIRECTOR | NA | |
| JERKOVICH, JOSEPH | I | DIRECTOR OF OPERATIONS & ACCOUNTING | NA | Control |
| JERKOVICH, JOSEPH | I | DIRECTOR OF OPERATIONS & ACCOUNTING | NA | Control |
| JERKOVICH, JOSEPH | I | DIRECTOR OF OPERATIONS & ACCOUNTING | NA | Control |
| JERKOVICH, JOSEPH | I | DIRECTOR OF OPERATIONS & ACCOUNTING | NA | Control |
| LISSOWSKI, ANTOINE, ANDRE | I | DIRECTOR | NA | |
| LISSOWSKI, ANTOINE, ANDRE | I | DIRECTOR | NA | |
| ORSATELLI, ANTHONY, ANDREW | I | DIRECTOR | NA | |
| PAINTENDRE, JEAN-MARIE | I | DIRECTOR | NA | |
| PATERNO, CARMELO, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| PATERNO, CARMELO, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| PATERNO, CARMELO, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| PATERNO, CARMELO, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| RAMSAY, CHRISTOPHER, LEE | I | SENIOR COMPLIANCE OFFICER | NA | Control |
| RAMSAY, CHRISTOPHER, LEE | I | SENIOR COMPLIANCE OFFICER | NA | Control |
| RAMSAY, CHRISTOPHER, LEE | I | SENIOR COMPLIANCE OFFICER | NA | Control |
| ROY, DANIEL, CHARLES | I | DIRECTOR | NA | |
| ROY, DANIEL, CHARLES | I | DIRECTOR | NA | |
| ROY, DANIEL, CHARLES | I | DIRECTOR | NA | |
| ROY, DANIEL, CHARLES | I | DIRECTOR | NA | |
| VOSS, PETER, STUART | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR, CHAIRMAN & CEO | NA | Control |
| WILFORD, DWAINE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILFORD, DWAINE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILFORD, DWAINE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILFORD, DWAINE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CDC IXIS NORTH AMERICA INC. | DE | SHAREHOLDER | E | Control |
| CDC IXIS NORTH AMERICA INC. | DE | SHAREHOLDER | E | Control |
| CDC IXIS NORTH AMERICA INC. | DE | SHAREHOLDER | E | Control |
| CDC IXIS NORTH AMERICA INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOVERNMENT OF FRANCE | FE | CAISSE DES DEPOTS ET CONSIGNATIONS | F | Control |
| GOVERNMENT OF FRANCE | FE | CAISSE DES DEPOTS ET CONSIGNATIONS | F | Control |
| GOVERNMENT OF FRANCE | FE | CAISSE DES DEPOTS ET CONSIGNATIONS | F | Control |
| GOVERNMENT OF FRANCE | FE | CAISSE DES DEPOTS ET CONSIGNATIONS | F | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | CDC FINANCE - CDC IXIS | E | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | CDC FINANCE - CDC IXIS | E | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | CDC FINANCE - CDC IXIS | E | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | CDC FINANCE - CDC IXIS | E | Control |
| CDC FINANCE - CDC IXIS | FE | CDC IXIS NORTH AMERICA INC. | E | Control |
| CDC FINANCE - CDC IXIS | FE | CDC IXIS NORTH AMERICA INC. | E | Control |
| CDC FINANCE - CDC IXIS | FE | CDC IXIS NORTH AMERICA INC. | E | Control |
| CDC FINANCE - CDC IXIS | FE | CDC IXIS NORTH AMERICA INC. | E | Control |
Registrations
Federal
IA
Oct 24, 2001 REGISTERED
Address
1251 AVENUE OF THE AMERICAS, 16TH FL.NEW YORK, NY 10020
USA
Phone: 212-997-6000