KOCH RICHARD A & CO INC
CRD #107016 SEC #801-9646 GERMANTOWN, WI 262-257-2000
SEC Registered
Total AUM
$35.3M
Discretionary
$35.3M
Employees
5
Clients
0
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROLLI, BRENDA | I | VICE PRESIDENT | NA | Control |
| KOCH, RICHARD, ADAM | I | PRESIDENT | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ROLLI, BRENDA | I | PRESIDENT | E | Control |
| ROLLI, BRENDA | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Notice Filings (1)
WI
Address
W175 N11117 STONEWOOD DR #202GERMANTOWN, WI 53022
USA
Phone: 262-257-2000