PETTI VINCENT JAMES
Legal name: PLANNED FUTURES FINANCIAL GROUP
CRD #107029 SEC #801-40165 COLORADO SPRINGS, CO 719-578-8855
SEC Registered
Total AUM
$42.1M
Discretionary
$35.6M
Employees
5
Clients
51
Accounts
253
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PETTI, VINCENT, JAMES | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PETTI, VINCENT, JAMES | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PETTI, VINCENT, JAMES | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PETTI, VINCENT, JAMES | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PETTI, VINCENT, JAMES | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (2)
CA CO
Address
1031 N. WEBER STREETCOLORADO SPRINGS, CO 80903
USA
Phone: 719-578-8855