LOKKEN CHESNUT & CAPE, INCORPORATED
Legal name: LOKKEN CHESNUT & CAPE INC
CRD #107042 SEC #801-39588 LA CROSSE, WI 608-782-6470
SEC Registered
Total AUM
$125.3M
Discretionary
$109.3M
Employees
5
Clients
101
Accounts
323
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 15, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALBO, MICHAEL, JOSEPH | I | CHAIRMAN OF BOARD | NA | Control |
| LOKKEN, JEFFREY, MELVIN | I | CEO; CHIEF INVESTMENT OFFICER | NA | Control |
| NALEID, JAMES, CAPE | I | PRESIDENT; SENIOR INVESTMENT OFFICER | NA | Control |
| REINDL, MICHAEL, ALAN | I | DIRECTOR | NA | Control |
| ROBINSON, PAUL, HOWARD | I | SENIOR EXECUTIVE VICE PRESIDENT; SECRETARY/TREASURER | NA | Control |
| WESTROPE, DANIEL, LEE | I | DIRECTOR | NA | Control |
| STATE FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Jun 15, 2001 REGISTERED
Notice Filings (3)
IL MN WI
Address
201 MAIN ST STE 200LA CROSSE, WI 54601
USA
Phone: 608-782-6470