LIVINGSTON & JEFFERSON INC
CRD #107044 SEC #801-39831 CINCINNATI, OH 513-852-8160
SEC Registered
Total AUM
$51.6M
Discretionary
$51M
Employees
4
Clients
--
Accounts
25
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 8, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARTIN, SARAH, PUGH | I | VICE PRESIDENT | NA | Control |
| SIEGEL, RICHARD, LOUIS | I | VICE PRESIDENT | NA | Control |
| SIEGEL, RICHARD, LOUIS | I | VICE PRESIDENT | NA | Control |
| SIEGEL, RICHARD, LOUIS | I | VICE PRESIDENT | NA | Control |
| SIEGEL, RICHARD, LOUIS | I | VICE PRESIDENT | NA | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
| EVANS, HENRY, PREWITT | I | PRESIDENT & SECRETARY & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 8, 2020 REGISTERED
Notice Filings (3)
FL OH TX
Address
442 CAREW TOWER 441 VINE STREETCINCINNATI, OH 45202-2813
United States
Phone: 513-852-8160