CIFC INVESTMENT MANAGEMENT LLC
CRD #107050 SEC #801-53728 MIAMI, FL 786-652-3250
SEC Registered
Total AUM
$915M
Discretionary
$915M
Employees
218
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 11, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AGARWAL, RAHUL, NAVIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| APFEL, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| APFEL, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| APFEL, MICHAEL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | DIRECTOR OF PORTFOLIO MANAGEMENT AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRINCKERHOFF, JOHN, KANE | I | MANAGING DIRECTOR | NA | Control |
| BULLARD, KARLA, J. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COLLETTI, CARL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COLLETTI, CARL, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| CONTRERAS, ROBERT, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DANILEVSKY, GRIGORY | I | MANAGING DIRECTOR | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| FISCHER, ROBERT, E | I | DIRECTOR | NA | Control |
| GARDEN, EDWARD, PATRICK | I | DIRECTOR | NA | Control |
| GARDEN, EDWARD, PATRICK | I | DIRECTOR | NA | Control |
| GARDEN, EDWARD, PATRICK | I | DIRECTOR | NA | Control |
| GARDEN, EDWARD, PATRICK | I | DIRECTOR | NA | Control |
| GARDEN, EDWARD, PATRICK | I | DIRECTOR | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLEYSTEEN, PETER, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRIEN, ROBERT, CARL | I | MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | DIRECTOR OF LEVERAGED FINANCE AND SENIOR MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | DIRECTOR OF LEVERAGED FINANCE AND SENIOR MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | DIRECTOR OF LEVERAGED FINANCE AND SENIOR MANAGING DIRECTOR | NA | Control |
| GRIEN, ROBERT, CARL | I | MANAGING DIRECTOR | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HATTORI, DAN, MASATAKA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| HORN (NANNICELLI), PAULA, MARIE | I | MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE | I | MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE | I | MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATING OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATING OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF COMPLIANCE OFFICER,MANAGING DIRECTOR | NA | Control |
| KNECHT, LUKE, DWIGHT | I | CHIEF OPERATING OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| MAY, PETER, WILLIAM | I | DIRECTOR | NA | Control |
| MAY, PETER, WILLIAM | I | DIRECTOR | NA | Control |
| MAY, PETER, WILLIAM | I | DIRECTOR | NA | Control |
| MAY, PETER, WILLIAM | I | DIRECTOR | NA | Control |
| MAY, PETER, WILLIAM | I | DIRECTOR | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGANN, ROBERT, VINCENT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTON, ROBERT, COLBY | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| NEEMS, GARY, H. | I | CHIEF OPERATING OFFICER | NA | Control |
| PAULY, WILLIAM, HAROLD | I | MANAGING DIRECTOR, FINANCE | NA | Control |
| PECK, AARON, DANIEL | I | MANAGING DIRECTOR | NA | Control |
| PECK, AARON, DANIEL | I | MANAGING DIRECTOR | NA | Control |
| PELTZ, NELSON | I | DIRECTOR | NA | Control |
| PELTZ, NELSON | I | DIRECTOR | NA | Control |
| PELTZ, NELSON | I | DIRECTOR | NA | Control |
| PELTZ, NELSON | I | DIRECTOR | NA | Control |
| PELTZ, NELSON | I | DIRECTOR | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| RICHARDS, ASHA, KAMARIA | I | GENERAL COUNSEL | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | DIRECTOR, PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | DIRECTOR, PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | PRESIDENT/ELECTED MANAGER | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | DIRECTOR, PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | SENIOR MANAGING DIRECTOR & PRESIDENT | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | DIRECTOR, PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| ROBERTS, SCOTT, ALLEN | I | DIRECTOR, PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSE, JULIAN | I | MANAGING DIRECTOR | NA | Control |
| ROSEN, BRADLEY | I | MANAGING DIRECTOR & DIRECTOR LEGAL AFFAIRS | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| ROTHSCHILD, PETER, HOWARD | I | DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER/ELECTED MANAGER | NA | Control |
| SACHS, GREGORY, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| SACHS, GREGORY, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SACHS, GREGORY, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER/ELECTED MANAGER | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| SHREAR, MARVIN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SHREAR, MARVIN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| STRAUB, FRANCIS, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER & DIRECTOR OF BANK LOAN GROUP | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER & DIRECTOR OF BANK LOAN GROUP | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| TRUTTER, JONATHAN, WOODS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VACCARO, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| VALKNER, DANIELLE, TRACY | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| VALKNER, DANIELLE, TRACY | I | CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR | NA | Control |
| VALKNER, DANIELLE, TRACY | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| VALKNER, DANIELLE, TRACY | I | MANAGING DIRECTOR | NA | Control |
| VALKNER, DANIELLE, TRACY | I | MANAGING DIRECTOR | NA | Control |
| WATERHOUSE, RAYMOND, ALBERT | I | MANAGING DIRECTOR & CHIEF CREDIT AND COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN | I | GENEAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, JULIAN, MARTIN HENRY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, FREDERICK, L | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| WHITE, FREDERICK, L | I | MANAGING DIRECTOR & GENERAL COUNSEL | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, FREDERICK, LAZARUS | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NA | Control |
| WHITE, FREDERICK, LAZARUS | I | CHIEF COMPLIANCE OFFICER | NA | |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WICKER, LILY, YULIANI | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| WRIEDT, OLIVER, ERIK | I | HEAD OF CAPITAL MARKETS & DISTRIBUTION | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-PRESIDENT | NA | Control |
| WRIEDT, OLIVER, ERIK | I | HEAD OF CAPITAL MARKETS & DISTRIBUTION | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-PRESIDENT | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-PRESIDENT AND HEAD OF CAPITAL MARKETS & DISTRIBUTION | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-PRESIDENT | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| WRIEDT, OLIVER, ERIK | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | SOLE MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
| DEERFIELD & COMPANY LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. HOLDINGS I LP | F | Control |
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | F | Control |
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. HOLDINGS I LP | F | Control |
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | F | Control |
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. HOLDINGS I LP | F | Control |
| F.A.B. FINANCIAL INVESTMENTS GP LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | F | Control |
| GARDEN, EDWARD, PATRICK | I | DEERFIELD & COMPANY LLC | F | Control |
| GARDEN, EDWARD, PATRICK | I | DEERFIELD & COMPANY LLC | F | Control |
| GARDEN, EDWARD, PATRICK | I | DEERFIELD & COMPANY LLC | F | Control |
| GARDEN, EDWARD, PATRICK | I | DEERFIELD & COMPANY LLC | F | Control |
| GARDEN, EDWARD, PATRICK | I | DEERFIELD & COMPANY LLC | F | Control |
| MAY, PETER, WILLIAM | I | DEERFIELD & COMPANY LLC | F | Control |
| MAY, PETER, WILLIAM | I | DEERFIELD & COMPANY LLC | F | Control |
| MAY, PETER, WILLIAM | I | DEERFIELD & COMPANY LLC | F | Control |
| MAY, PETER, WILLIAM | I | DEERFIELD & COMPANY LLC | F | Control |
| MAY, PETER, WILLIAM | I | DEERFIELD & COMPANY LLC | F | Control |
| PELTZ, NELSON | I | DEERFIELD & COMPANY LLC | F | Control |
| PELTZ, NELSON | I | DEERFIELD & COMPANY LLC | F | Control |
| PELTZ, NELSON | I | DEERFIELD & COMPANY LLC | F | Control |
| PELTZ, NELSON | I | DEERFIELD & COMPANY LLC | F | Control |
| PELTZ, NELSON | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| ROBERTS, SCOTT, ALLEN | I | DEERFIELD & COMPANY LLC | F | Control |
| SHREAR, MARVIN | I | DEERFIELD & COMPANY LLC | F | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| AL-THANI, HAMAD BIN KHALIFA | I | SUPREME UNIVERSAL HOLDINGS LIMITED | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS FINANCIAL INVESTMENTS LP | FE | CENTRICUS HOLDINGS I LP | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CENTRICUS HOLDINGS I LP | DE | CIFC LLC | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| CIFC CAPITAL HOLDCO LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| CIFC CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC CORP. | DE | CIFC CAPITAL HOLDCO LLC | E | Control |
| CIFC DEERFIELD CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC DEERFIELD CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC HOLDINGS I LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC HOLDINGS I LLC | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| CIFC LLC | DE | CIFC CORP. | E | Control |
| DEERFIELD & COMPANY LLC | DE | DEERFIELD CAPITAL MANAGEMENT LLC | E | Control |
| DEERFIELD & COMPANY LLC | DE | DEERFIELD CAPITAL MANAGEMENT LLC | E | Control |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD & COMPANY LLC | E | |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | |
| DEERFIELD CAPITAL CORP. | DE | DEERFIELD CAPITAL LLC | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | |
| DEERFIELD CAPITAL LLC | DE | DFR TRS I CORP. | E | Control |
| DEERFIELD CAPITAL LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DEERFIELD CAPITAL LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DEERFIELD CAPITAL LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DFR COMPANY I LLC | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR COMPANY II LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DFR COMPANY II LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DFR COMPANY II LLC | DE | DEERFIELD & COMPANY LLC | E | |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | Control |
| DFR TRS I CORP. | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | Control |
| DFR TRS I CORP. | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR TRS I CORP. | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR TRS I CORP. | DE | DEERFIELD & COMPANY LLC | E | |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | Control |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | Control |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | |
| DFR TRS I CORP. | DE | DFR COMPANY I LLC | E | Control |
| DFR TRS I CORP. | DE | DEERFIELD & COMPANY LLC | E | Control |
| DFR TRS II CORP | DE | DFR COMPANY II LLC | E | Control |
| DFR TRS II CORP | DE | DEERFIELD & COMPANY LLC | E | |
| DFR TRS II CORP | DE | DFR COMPANY II LLC | E | |
| F.A.B. FINANCIAL INVESTMENTS LP | FE | F.A.B. HOLDINGS I LP | E | Control |
| F.A.B. FINANCIAL INVESTMENTS LP | FE | F.A.B. HOLDINGS I LP | E | Control |
| F.A.B. FINANCIAL INVESTMENTS LP | FE | F.A.B. HOLDINGS I LP | E | Control |
| F.A.B. HOLDINGS I LP | DE | CIFC LLC | E | Control |
| F.A.B. HOLDINGS I LP | DE | CIFC LLC | E | Control |
| F.A.B. HOLDINGS I LP | DE | CIFC LLC | E | Control |
| SACHS, GREGORY, HARRIS | I | SACHS CAPITAL MANAGEMENT LLC | E | Control |
| SACHS, GREGORY, HARRIS | I | SACHS CAPITAL MANAGEMENT LLC | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | F.A.B. FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SUPREME UNIVERSAL HOLDINGS LIMITED | FE | CENTRICUS FINANCIAL INVESTMENTS LP | E | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| TRIARC COMPANIES, INC. | DE | TRIARC DEERFIELD HOLDINGS, LLC | D | Control |
| TRIARC COMPANIES, INC. | DE | TRIARC DEERFIELD HOLDINGS, LLC | D | Control |
| TRIARC COMPANIES, INC. | DE | TRIARC DEERFIELD HOLDINGS, LLC | D | Control |
| TRIARC COMPANIES, INC. | DE | TRIARC DEERFIELD HOLDINGS, LLC | D | Control |
| TRIARC COMPANIES, INC. | DE | TRIARC DEERFIELD HOLDINGS, LLC | D | Control |
| TRIARC DEERFIELD HOLDINGS, LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| TRIARC DEERFIELD HOLDINGS, LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| TRIARC DEERFIELD HOLDINGS, LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| TRIARC DEERFIELD HOLDINGS, LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| TRIARC DEERFIELD HOLDINGS, LLC | DE | DEERFIELD & COMPANY LLC | D | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | C | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | C | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | C | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | C | Control |
| SACHS CAPITAL MANAGEMENT LLC | DE | DEERFIELD & COMPANY LLC | C | Control |
| SACHS, GREGORY, HARRIS | I | DEERFIELD & COMPANY LLC AND SACHS CAPITAL MANAGEMENT LLC | C | Control |
| SACHS, GREGORY, HARRIS | I | DEERFIELD & COMPANY LLC AND SACHS CAPITAL MANAGEMENT LLC | C | Control |
| SACHS, GREGORY, HARRIS | I | DEERFIELD & COMPANY LLC AND SACHS CAPITAL MANAGEMENT LLC | C | Control |
| SACHS, GREGORY, HARRIS | I | DEERFIELD & COMPANY LLC AND SACHS CAPITAL MANAGEMENT LLC | C | Control |
| SACHS, GREGORY, HARRIS | I | DEERFIELD & COMPANY LLC AND SACHS CAPITAL MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Aug 11, 2025 REGISTERED
Notice Filings (2)
FL NY
Address
1 SE 3RD AVENUESUITE 1660
MIAMI, FL 33131
United States
Phone: 786-652-3250