OAK RIDGE INVESTMENTS, LLC

CRD #107066 SEC #801-35529 CHICAGO, IL 312-857-1040

SEC Registered

Total AUM

$1.3B

Discretionary

$1.3B

Employees

Clients

Accounts

2,876

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 2, 2025
Branch Offices: 0
LEI: 984500ED8CBM689F3E81

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
BRINCKERHOFF, JOHN, KANE	I	COO	NA	Control
CUMMINS, NEIL, ANTHONY	I	CHAIRMAN	NA	Control
CUMMINS, NEIL, ANTHONY	I	CHAIRMAN	NA	Control
DOLAN, ERIK, J	I	CCO	NA
DOLAN, ERIK, J	I	CCO	NA
DOLAN, ERIK, J	I	CCO	NA
DOLAN, ERIK, J	I	CCO	NA
DOLAN, ERIK, J	I	CCO	NA
GASPAR, DAVID, JOHN	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATING OFFICER	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATING OFFICER	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P.	NA	Control
GASPAR, DAVID, JOHN	I	CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P.	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P.	NA	Control
GOODWIN, MARK, DAVID	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P.	NA	Control
GOODWIN, MARK, DAVID	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P.	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
GOODWIN, MARK, DAVID	I	MANAGER	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	VICE CHAIRMAN	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	PRESIDENT	NA	Control
HARRINGTON, MICHAEL, EDWARD	I	VICE CHAIRMAN	NA	Control
KAILIN, KENNETH, SCOTT	I	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	NA	Control
KAILIN, KENNETH, SCOTT	I	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	NA	Control
KAILIN, KENNETH, SCOTT	I	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	NA	Control
KAILIN, KENNETH, SCOTT	I	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	NA	Control
KAILIN, KENNETH, SCOTT	I	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	NA	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	NA	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	NA	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P.	NA	Control
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
MOLOTSKY, ALAN, EUGENE	I	CFO	NA
PETERS, JOHN, EDWARD	I	PRESIDENT	NA	Control
RUDZINSKI, SUSAN, SCHWARZ	I	CHIEF COMPLIANCE OFFICER	NA
RUDZINSKI, SUSAN, SCHWARZ	I	CHIEF COMPLIANCE OFFICER	NA
RUDZINSKI, SUSAN, SCHWARZ	I	CHIEF COMPLIANCE OFFICER	NA
RUDZINSKI, SUSAN, SCHWARZ	I	CHIEF COMPLIANCE OFFICER	NA
RUDZINSKI, SUSAN, SCHWARZ	I	CHIEF COMPLIANCE OFFICER	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCARAMUCCI, ADREA, ANN	I	CCO	NA
SCAVETTI, JOSEPH, JULIAN	I	CHIEF COMPLIANCE OFFICER	NA
SCAVETTI, JOSEPH, JULIAN	I	CHIEF COMPLIANCE OFFICER	NA
SCAVETTI, JOSEPH, JULIAN	I	CHIEF COMPLIANCE OFFICER	NA
SCAVETTI, JOSEPH, JULIAN	I	CHIEF COMPLIANCE OFFICER	NA
WILLIAMS, CHRISTOPHER, LEE	I	PRESIDENT	NA	Control
WILLIAMS, CHRISTOPHER, LEE	I	PRESIDENT	NA	Control
KLASKIN, DAVID, MICHAEL	I	MANAGING MENBER	D	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	D	Control
DAVID M. KLASKIN TRUST	DE	SHAREHOLDER	C	Control
DAVID M. KLASKIN TRUST	DE	SHAREHOLDER	C	Control
DAVID M. KLASKIN TRUST	DE	SHAREHOLDER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGING MENBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
KLASKIN, DAVID, MICHAEL	I	MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	DE	OWNER	C	Control
WEGBREIT, SAMUEL	I	MANAGING MEMBER	C	Control
WEGBREIT, SAMUEL	I	MANAGING MEMBER	C	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MANAGER, CHAIRMAN	B	Control
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
CUMMINS, NEIL, ANTHONY	I	MEMBER	B
DAVID M. KLASKIN GST TRUST DATED 12/16/12	DE	SHAREHOLDER	B
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	B	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	B	Control
MCVICKER, ROBERT, GREGG	I	MANAGER, MEMBER	B	Control
NORTH SQUARE INVESTMENTS, LLC	DE	MEMBER	B
NORTH SQUARE INVESTMENTS, LLC	DE	MEMBER	B
NORTH SQUARE INVESTMENTS, LLC	DE	MEMBER	B
NORTH SQUARE INVESTMENTS, LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
NSI HOLDCO LLC	DE	MEMBER	B
BRINCKERHOFF, JOHN, KANE	I	COO	A	Control
BRINCKERHOFF, JOHN, KANE	I	COO	A	Control
BRINCKERHOFF, JOHN, KANE	I	COO	A	Control
GOODWIN, MARK, DAVID	I	CHIEF OPERATING OFFICER, EXECUTIVE V.P., MANAGER	A	Control
GOODWIN, MARK, DAVID	I	MANAGER, PRESIDENT, CHIEF OPERATING OFFICER	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	PRESIDENT	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A	Control
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A
PETERS, JOHN, EDWARD	I	VICE CHAIRMAN	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A
PETERS, JOHN, EDWARD	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	FE	PIONEER INVESTMENT MANAGEMENT USA, INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
PIONEER INVESTMENT MANAGEMENT USA INC.	DE	PIONEER INSTITUTIONAL ASSET MANAGEMENT INC.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control
UNICREDITO ITALIANO S.P.A.	FE	PIONEER GLOBAL ASSET MANAGEMENT S.P.A.	E	Control

Registrations

Federal

Dec 2, 2025 REGISTERED

Notice Filings (51)

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