JAMES CAPITAL ALLIANCE INC
CRD #107078 SEC #801-42655 XENIA, OH 937-429-7384
SEC Registered
Total AUM
$274.3M
Discretionary
$263.4M
Employees
7
Clients
--
Accounts
1,032
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | |
| MCGRAW, MICHAEL, JAMES | I | VICE PRESIDENT | NA | |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| MCGRAW, MICHAEL, JAMES | I | PRESIDENT | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OTT, LESLEY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| JAMES, FRANCIS, E | I | DIRECTOR | C | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | C | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | C | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | C | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | PRESIDENT, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | PRESIDENT, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| JAMES, BARRY, RAY | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| SHAW, ANN | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW, ANN | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW, ANN | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW, ANN | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
| SHAW-KREMER, ANN, MARIE | I | DIRECTOR, SECRETARY/TREASURER | B | Control |
Registrations
Federal
IA
Mar 16, 2021 REGISTERED
Notice Filings (49)
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Address
1349 FAIRGROUND ROADXENIA, OH 45385-9514
United States
Phone: 937-429-7384