CTC CONSULTING, INC.

CRD #107079 SEC #801-45350 PORTLAND, OR 503-228-4300

SEC Registered

Total AUM

$543.2M

Discretionary

$543.2M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 2, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BAILEY, JAMES, LEE	I	DIRECTOR	NA	Control
BAILEY, JAMES, LEE	I	DIRECTOR	NA	Control
DANNUNZIO, HOLLY, FOSS	I	MANAGING DIRECTOR	NA	Control
DANNUNZIO, HOLLY, FOSS	I	MANAGING DIRECTOR	NA	Control
DAVISON, SHARON, MAURINE	I	SVP & CCO, EXCELSIOR FUNDS & CTC CONSULTING, INC.	NA
DAVISON, SHARON, MAURINE	I	SVP & CCO, EXCELSIOR FUNDS & CTC CONSULTING, INC.	NA
DAVISON, SHARON, MAURINE	I	DIRECTOR OF SECURITIES COMPLIANCE FOR U.S. TRUST CORPORATION SUBSIDIARIES	NA
ESTRO, RICHARD, DOUGLAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
ESTRO, RICHARD, DOUGLAS	I	CHIEF COMPLIANCE OFFICER	NA	Control
ESTRO, RICHARD, DOUGLAS	I	CHIEF COMPLIANCE OFFICER	NA
FIRTELL, STEFANIE, AIMEE	I	CHIEF COMPLIANCE OFFICER	NA
FIRTELL, STEFANIE, AIMEE	I	CHIEF COMPLIANCE OFFICER	NA
FIRTELL, STEFANIE, AIMEE	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
FIRTELL, STEFANIE, AIMEE	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
FISCHEL-BOCK, HENRY	I	DIRECTOR	NA	Control
FISCHEL-BOCK, HENRY	I	DIRECTOR	NA	Control
FISCHEL-BOCK, HENRY	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GROHOWSKI, LEO, P.	I	DIRECTOR	NA	Control
GRUBB, JEFFREY, THOMAS	I	PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	PRESIDENT, MANAGING DIRECTOR AND DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	PRESIDENT, MANAGING DIRECTOR AND DIRECTOR	NA	Control
HANSON, KRISTI, JOANNE	I	PRESIDENT, MANAGING DIRECTOR AND DIRECTOR	NA	Control
HOFFMAN, JOAN, ELLEN	I	CHIEF COMPLIANCE OFFICER	NA
HOFFMAN, JOAN, ELLEN	I	CHIEF COMPLIANCE OFFICER	NA
HOFFMAN, JOAN, ELLEN	I	CHIEF COMPLIANCE OFFICER	NA
KOVACS, NANCY, LYNN	I	COMPLIANCE OFFICER	NA
MAURER, JEFFREY, S	I	DIRECTOR	NA	Control
MAURER, JEFFREY, S	I	DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	PRESIDENT, CHIEF OPERATING OFFICER, MANAGING DIRECTOR & DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR	NA	Control
MECHIGIAN, GARBIS, P	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR	NA	Control
RAHE, MARIBETH, S	I	DIRECTOR	NA	Control
RAHE, MARIBETH, S	I	DIRECTOR	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, PRESIDENT, & CEO	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
RITTENOUR, RALPH, CLIFFORD	I	CHAIRMAN, PRESIDENT, & CEO	NA	Control
SARKOWSKY, NANCY, LYNN	I	COMPLIANCE OFFICER	NA
SHIFFER, ALAN, MAYNARD	I	CHIEF OPERATING OFFICER	NA	Control
SHIFFER, ALAN, MAYNARD	I	CHIEF OPERATING OFFICER	NA	Control
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
VUKOVICH, MARVIN, DANIEL	I	CHIEF FINANCIAL OFFICER	NA
WEBER, ALAN, J	I	DIRECTOR	NA
NB HOLDINGS CORPORATION	DE	SHAREHOLDER	E	Control
NB HOLDINGS CORPORATION	DE	SHAREHOLDER	E	Control
NB HOLDINGS CORPORATION	DE	SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control
U.S. TRUST CORPORATION	DE	DIRECT SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BANK OF AMERICA CORPORATION	DE	NB HOLDINGS CORPORATION	E	Control
BANK OF AMERICA CORPORATION	DE	NB HOLDINGS CORPORATION	E	Control
BANK OF AMERICA CORPORATION	DE	NB HOLDINGS CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control
THE CHARLES SCHWAB CORPORATION	DE	U.S. TRUST CORPORATION	E	Control

Registrations

Federal

Mar 2, 2007 REGISTERED

Notice Filings (15)

CA CT FL IL IN MA ME MN NC NH NY OR PA TX WA

Address

4380 SW MACADAM AVE
STE 490
PORTLAND, OR 97239
USA

Phone: 503-228-4300