PAUL CAPITAL MANAGEMENT LLC
Legal name: PAUL CAPITAL PARTNERS
CRD #107087 SEC #801-50128 SAN FRANCISCO, CA 415-283-4300
SEC Registered
Total AUM
$167.6M
Discretionary
$167.6M
Employees
51
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCHIBALD, CARROLL, H | I | VICE PRESIDENT OF FINANCE & TAXATION | NA | Control |
| ARCHIBALD, CARROLL, H | I | VICE PRESIDENT OF FINANCE & TAXATION | NA | Control |
| ARCHIBALD, CARROLL, H | I | VICE PRESIDENT OF FINANCE & TAXATION, MANAGER | NA | Control |
| ARCHIBALD, CARROLL, H | I | VP OF FINANCE & TAXATION, CHIEF COMPLIANCE OFFICER | NA | Control |
| ARCHIBALD, CARROLL, H | I | VICE PRESIDENT OF FINANCE & TAXATION | NA | Control |
| GUENZL, SIMON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JENSEN, PHILIP, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JENSEN, PHILIP, J | I | CHIEF FINANCIAL OFFICER | NA | |
| MOELIS, JEFFREY, DAVID | I | PRINCIPAL | NA | Control |
| PAUL CAPITAL ADVISORS, L.L.C. | DE | MANAGER | NA | Control |
| PAUL CAPITAL ADVISORS, L.L.C. | DE | MANAGER | NA | Control |
| PAUL CAPITAL ADVISORS, L.L.C. | DE | MANAGER | NA | Control |
| PAUL CAPITAL ADVISORS, L.L.C. | DE | MANAGER | NA | Control |
| YORK, DAVID, ARTHUR | I | MANAGER | NA | Control |
| PAUL CAPITAL ADVISORS, L.L.C. | DE | SHAREHOLDER | E | Control |
| DE WEESE, DAVID, H | I | MEMBER | C | |
| DE WEESE, DAVID, H | I | MEMBER | C | |
| DE WEESE, DAVID, H | I | MANAGER | C | Control |
| DE WEESE, DAVID, H | I | MEMBER | C | |
| DE WEESE, DAVID, H | I | MANAGER | C | Control |
| DE WEESE, DAVID, H | I | MEMBER | C | |
| PARK, III, DAVID, E. | I | MANAGER | C | Control |
| PARK, III, DAVID, E. | I | MANAGER | C | Control |
| FLAMENBAUM, WALTER | I | MEMBER | B | |
| SHEETS, BRYON, T | I | MEMBER | B | |
| SHEETS, BRYON, T | I | MEMBER | B | |
| SHEETS, BRYON, T | I | MANAGER | B | Control |
| SHEETS, BRYON, T | I | MEMBER | B | |
| SHEETS, BRYON, T | I | MANAGER | B | Control |
| SHEETS, BRYON, T | I | MEMBER | B | |
| FLAMENBAUM, WALTER | I | MEMBER | A | |
| FLAMENBAUM, WALTER | I | MEMBER | A | |
| FLAMENBAUM, WALTER | I | MANAGER | A | Control |
| FLAMENBAUM, WALTER | I | MANAGER | A | Control |
| PAUL, PHILIP, S | I | MEMBER | A | |
| PAUL, PHILIP, S | I | MEMBER | A | |
| PAUL, PHILIP, S | I | MANAGER | A | Control |
| PAUL, PHILIP, S | I | MANAGER | A | Control |
| YORK, DAVID, ARTHUR | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | |
| YORK, DAVID, ARTHUR | I | MEMBER, CHIEF COMPLIANCE OFFICER | A | |
| YORK, DAVID, ARTHUR | I | MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROWN, GREGORY, BAILEY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| BROWN, GREGORY, BAILEY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| DE WEESE, DAVID, H | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| DE WEESE, DAVID, H | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| DE WEESE, DAVID, H | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| FLAMENBAUM, WALTER | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| FLAMENBAUM, WALTER | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| FLAMENBAUM, WALTER | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| GUENZL, SIMON | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| JENSEN, PHILIP, J | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| JENSEN, PHILIP, J | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| JENSEN, PHILIP, J | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| JENSEN, PHILIP, J | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| JENSEN, PHILIP, J | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| LEONE, JOHN | I | PAUL CAPTIAL ADVISORS, L.L.C. | F | Control |
| LEVENTHAL, LIONEL | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| LEVENTHAL, LIONEL | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| LEVENTHAL, LIONEL | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| LEVENTHAL, LIONEL | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| LEVENTHAL, LIONEL | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| NAEGELI, JEAN-PIERRE | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| PAUL, PHILIP, S | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| PAUL, PHILIP, S | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| PAUL, PHILIP, S | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| RICO, GUY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| RICO, GUY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| RICO, GUY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| RICO, GUY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| RICO, GUY | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SHEETS, BRYON, T | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SHEETS, BRYON, T | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SHEETS, BRYON, T | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SHEETS, BRYON, T | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SHEETS, BRYON, T | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| SULLIVAN, BRIAN | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| YORK, DAVID, ARTHUR | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| YORK, DAVID, ARTHUR | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| YORK, DAVID, ARTHUR | I | PAUL CAPITAL ADVISORS, L.L.C. | F | Control |
| DE WEESE, DAVID, H | I | PAUL CAPITAL ADVISORS, L.L.C. | C | Control |
| DE WEESE, DAVID, H | I | PAUL CAPITAL ADVISORS, L.L.C. | C | Control |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Notice Filings (1)
CA
Address
50 CALIFORNIA STREET #3000SAN FRANCISCO, CA 94111
USA
Phone: 415-283-4300