SMITH BENJ A & ASSOCIATES LTD
Legal name: SMITH & ASSOCIATES INVESTMENT MANAGEMENT SERVICES
CRD #107093 SEC #801-41538 HOLLAND, MI 616-396-0119
SEC Registered
Total AUM
$415.8M
Discretionary
$410.2M
Employees
10
Clients
0
Accounts
394
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELILE, PAULETTE, JANE | I | VICE PRESIDENT RESEARCH/PORTFOLIO MANAGER/COMPLIANCE OFFICER | NA | Control |
| BELILE, PAULETTE, JANE | I | VICE PRESIDENT RESEARCH/PORTFOLIO MANAGER/COMPLIANCE OFFICER | NA | Control |
| REDDER, JILL, ANNETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REDDER, JILL, ANNETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REDDER, JILL, ANNETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REDDER, JILL, ANNETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REDDER, JILL, ANNETTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | Control |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | |
| SMITH, JUDITH, ELLEN | I | CORPORATE TREASURER | NA | |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT & SECRETARY-BUSINESS ADMINISTRATION; FINANCE; HUMAN RESOURCES; BENEFITS | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT & SECRETARY-BUSINESS ADMINISTRATION; FINANCE; HUMAN RESOURCES; BENEFITS | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT & SECRETARY-BUSINESS ADMINISTRATION; FINANCE; HUMAN RESOURCES; BENEFITS | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT & SECRETARY-BUSINESS ADMINISTRATION; FINANCE; HUMAN RESOURCES; BENEFITS | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT & SECRETARY-BUSINESS ADMINISTRATION; FINANCE; HUMAN RESOURCES; BENEFITS | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT/SECRETARY/ADMINISTRATION AND COMPLIANCE | NA | Control |
| TENCKINCK, JODY, LYNN | I | VICE PRESIDENT/SECRETARY/ADMINISTRATION AND COMPLIANCE | NA | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
| SMITH, BENJAMIN, A | I | CHAIRMAN, PRESIDENT AND DIRECTOR | E | Control |
Registrations
Federal
IA
Nov 7, 2005 REGISTERED
Notice Filings (4)
FL MI TX WI
Address
106 EAST 8TH STREETHOLLAND, MI 49423
USA
Phone: 616-396-0119