RIA Intelligence

STERLING JOHNSTON CAPITAL MANAGEMENT, L.P.

Legal name: STERLING JOHNSTON CAPITAL MANAGEMENT, L.P

CRD #107103 SEC #801-24483 SAN FRANCISCO, CA (415) 477-2300
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
--
Clients
--
Accounts
46

Firm Details

Organization Type
Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CLOUGH, FRED, WALTERICHIEF OPERATING OFFICERNA Control
WAGSTAFF, STEPHEN, CHARLESICHIEF COMPLIANCE OFFICERNA
JOHNSTON, SCOTT, STERLINGILIMITED PARTNER/CHIEF COMPLIANCE OFFICERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNER/CHIEF INVESTMENT OFFICERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNER/CHIEF COMPLIANCE OFFICERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNERE Control
JOHNSTON, SCOTT, STERLINGILIMITED PARTNERE Control
KROGER, KURT, MADISONILIMITED PARTNER/PORTFOLIO MANAGERB Control
LEE, IRIS, CHIH-HSINILIMITED PARTNER/PORTFOLIO MANAGERB Control
LEUNG, PAULILIMITED PARTNER/PORTFOLIO MANAGERB Control
PATTEN, MARC, TIMOTHYILIMITED PARTNER/PORTFOLIO MANAGERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control
STERLING JOHNSTON CAPITAL MANAGEMENT, INC.DEGENERAL PARTNERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control
JOHNSTON, SCOTT, STERLINGISTERLING JOHNSTON CAPITAL MANAGEMENT, INC.E Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (3)

CA PA TX

Address

50 CALIFORNIA STREET
SUITE 3325
SAN FRANCISCO, CA 94111
USA
Phone: (415) 477-2300