MADDOCK FINANCIAL, LLC
CRD #107122 SEC #801-121049 GREENWOOD VILLAGE, CO 303-793-3700
SEC Registered
Total AUM
$120.5M
Discretionary
$93.6M
Employees
1
Clients
51
Accounts
95
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | MEMBER | E | Control |
| MADDOCK, BRADLY, CURTIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (3)
CA CO FL
Address
8400 E PRENTICE AVESUITE 1360
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-793-3700