EASTERN POINT ADVISORS INC.
CRD #107123 SEC #801-48771 LYNNFIELD, MA 800-462-4610
SEC Registered
Total AUM
$78M
Discretionary
$78M
Employees
10
Clients
101
Accounts
1,500
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Oct 25, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNARD, GEORGE | I | VP OF ADVISORY BUSINESS | NA | Control |
| BERNARD, GEORGE | I | VP OF ADVISORY BUSINESS | NA | Control |
| BERNARD, GEORGE | I | VP OF ADVISORY BUSINESS | NA | Control |
| BERNARD, GEORGE | I | VP OF ADVISORY BUSINESS | NA | Control |
| CHARLES, JANICE, MARY | I | CLERK AND DIRECTOR | NA | Control |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| CHARLES, THEODORE, EVERETT | I | DIRECTOR | NA | |
| GLOECKNER, LOUIS, GREGORY | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | VICE PRESIDENT | NA | Control |
| MURPHY, TIMOTHY, BOYLE | I | PRESIDENT | NA | Control |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| NESTOR, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEARS, FREDERICK, FULTON | I | CHIEF INVESTMENT OFFICER | NA | |
| WELLER, C, DAVID | I | CHIEF LEGAL OFFICER | NA | |
| WELLER, C, DAVID | I | EXECUTIVE DIRECTOR | NA | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
| INVESTORS CAPITAL HOLDINGS, LTD. | DE | PARENT CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
| CHARLES, THEODORE, EVERETT | I | INVESTORS CAPITAL HOLDINGS, LTD. | D | Control |
Registrations
Federal
IA
Oct 25, 2005 REGISTERED
Notice Filings (43)
AK AR AZ CA CO CT FL GA HI ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NV NY OH OK OR PA RI SC TN TX UT VA VT WA WI WV
Address
230 BROADWAYLYNNFIELD, MA 1940
USA
Phone: 800-462-4610