BRECKINRIDGE CAPITAL ADVISORS INC
CRD #107143 SEC #801-43833 BOSTON, MA 617-443-0779
SEC Registered
Total AUM
$51B
Discretionary
$51B
Employees
89
Clients
--
Accounts
18,559
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 1
- LEI
- 254900QE44F6XBK73276
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BEAL, GEORGE, PUTNAM | I | DIRECTOR | NA | |
| BRADBURY, KRISTIN, LOIS | I | DIRECTOR | NA | |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-CHIEF INVESTMENT OFFICER/CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| BUSCONE, MATTHEW, CHRISTOPHER | I | CO-CHIEF INVESTMENT OFFICER/CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| COFFIN, HANNAH, CHIDSEY | I | DIRECTOR | NA | |
| DAY, CHRISTOPHER, JASON | I | CO-HEAD OF CONSULTANT RELATIONS | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER/CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GLENN, JEFFREY, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER/CO-HEAD OF PORTFOLIO MANAGEMENT | NA | Control |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRABOWSKI, NEIL, FRANCIS | I | SENIOR VICE PRESIDENT | NA | |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| GRECO, ANTHONY, PETER | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| GRECO, ANTHONY, PETER | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| GRECO, ANTHONY, PETER | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| Greco, Anthony, Peter | I | CHIEF OPERATING OFFICER | NA | Control |
| Greco, Anthony, Peter | I | CHIEF OPERATING OFFICER | NA | Control |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HALEY, MICHAEL, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | Control |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| HODGMAN, MARTHA, FIELD | I | DIRECTOR | NA | |
| LAKE, LAURA, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAKE, LAURA, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAKE, LAURA, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAKE, LAURA, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAKE, LAURA, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEBOEUF, LISA, WINSLOW | I | ASST VP - TRADING | NA | |
| LEBOEUF, LISA, WINSLOW | I | ASSIST VP - TRADING | NA | |
| LEBOEUF, LISA, WINSLOW | I | ASST VP - TRADING | NA | |
| MADIGAN, DAVID, JUDE | I | SENIOR VICE PRESIDENT | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | SENIOR VICE PRESIDENT | NA | |
| MADIGAN, DAVID, JUDE | I | SENIOR VICE PRESIDENT | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, HELEN, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF OPERATING OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MEYERS, ANDREW, LEE | I | DIRECTOR | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| MOONEY, SUSAN, S | I | SENIOR VICE PRESIDENT | NA | |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| NEWELL, PHILLIP, ADAMS | I | DIRECTOR | NA | |
| NEWELL, PHILLIP, ADAMS | I | DIRECTOR | NA | |
| NEWELL, PHILLIP, ADAMS | I | DIRECTOR | NA | |
| NEWELL, PHILLIP, ADAMS | I | DIRECTOR | NA | |
| READ, CAMERON | I | CLERK | NA | |
| READ, CAMERON | I | CLERK | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| READ, CAMERON | I | DIRECTOR | NA | |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING OFFICER | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING AND DISTRIBUTION OFFICER/DIRECTOR | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING AND DISTRIBUTION OFFICER/DIRECTOR | NA | Control |
| RIBEIRO, DOMINICA, M | I | CHIEF MARKETING AND DISTRIBUTION OFFICER/DIRECTOR | NA | Control |
| SMELSER, BENJAMIN, MICHAEL | I | CO-CHIEF TECHNOLOGY OFFICER | NA | Control |
| SMELSER, BENJAMIN, MICHAEL | I | CO-CHIEF TECHNOLOGY OFFICER | NA | Control |
| SMELSER, BENJAMIN, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SMELSER, BENJAMIN, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SOSA, OGNJEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SOSA, OGNJEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SOSA, OGNJEN | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| SOSA, OGNJEN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| SOSA, OGNJEN | I | CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| STARKS, JESSE, WILLIAM | I | CO-CHIEF TECHNOLOGY OFFICER | NA | Control |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| STETSON, ANNE, NMN | I | DIRECTOR/BENEFIT DIRECTOR | NA | |
| WASHBURN, KATHY, LYNN | I | DIRECTOR | NA | |
| WASHBURN, KATHY, LYNN | I | DIRECTOR | NA | |
| WASHBURN, KATHY, LYNN | I | DIRECTOR | NA | |
| WOODWARD, CHRISTOPHER, W. | I | RESEARCH ANALYST | NA | |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER | I | PRESIDENT | E | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | PRESIDENT/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | EXECUTIVE CHAIR/DIRECTOR | D | Control |
| COFFIN, PETER, BRECKINRIDGE | I | EXECUTIVE CHAIR/DIRECTOR | D | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | B | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | B | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | B | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | SENIOR VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HODGMAN, MARTHA, FIELD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MADIGAN, DAVID, JUDE | I | CHIEF INVESTMENT OFFICER | A | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MEYERS, ANDREW, LEE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MEYERS, ANDREW, LEE | I | CHIEF OPERATING OFFICER | A | Control |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | VP - MARKETING | A | |
| NEWELL, PHILLIP, ADAMS | I | SENIOR VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | HEAD OF CONSULTANT RELATIONS/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | HEAD OF CONSULTANT RELATIONS/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | HEAD OF CONSULTANT RELATIONS/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | HEAD OF CONSULTANT RELATIONS/DIRECTOR | A | Control |
| NEWELL, PHILLIP, ADAMS | I | HEAD OF CONSULTANT RELATIONS/DIRECTOR | A | Control |
| WASHBURN, KATHY, LYNN | I | VP - COMPLIANCE | A | |
| WASHBURN, KATHY, LYNN | I | VP - COMPLIANCE | A |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (52)
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Address
125 HIGH STREETSUITE 431
BOSTON, MA 02110-1529
United States
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