PETER ALLAN FARRELL
Legal name: PETER A. FARRELL INVESTMENT MANAGEMENT SERVICES
CRD #107170 SEC #801-46277 ALBANY, NY 518-462-4979
SEC Registered
Total AUM
$62M
Discretionary
$62M
Employees
2
Clients
--
Accounts
62
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Farrell, Michael, Vincent | I | CHIEF OPERATIONS OFFICER AND PORTFOLIO MANAGER | NA | Control |
| Farrell, Michael, Vincent | I | CHIEF OPERATIONS OFFICER AND PORTFOLIO MANAGER | NA | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR, CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER | E | Control |
| FARRELL, PETER, ALLAN | I | PROPRIETOR, CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER | E | Control |
Registrations
Federal
IA
Mar 28, 2022 REGISTERED
Notice Filings (1)
NY
Address
435 NEW KARNER ROADSUITE 204
ALBANY, NY 12205
United States
Phone: 518-462-4979