FIDUCIARY ASSET MANAGEMENT INC.
CRD #107171 SEC #801-46751 CLAYTON, MO 314-446-6700
SEC Registered Private Funds
Total AUM
$3.7B
Discretionary
$3.7B
Employees
11
Clients
--
Accounts
302
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY | I | CHIEF INVESTMENT OFFICER - FIXED INCOME | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| ANGELL, WILEY, D | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURE-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURE-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURE-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURER-CONTROLLER | NA | Control |
| BOYD, PATRICIA, L. | I | TREASURE-CONTROLLER | NA | Control |
| BOYD, PATRICIA, LOUISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYD, PATRICIA, LOUISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CUNNANE, JAMES, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DORIAN, JOHN | I | CHIEF INVESTMENT OFFICER - EQUITY | NA | Control |
| DORIAN, JOHN | I | CHIEF INVESTMENT OFFICER - EQUITY | NA | Control |
| DORIAN, JOHN | I | CHIEF INVESTMENT OFFICER - EQUITY | NA | Control |
| DORIAN, JOHN | I | CHIEF INVESTMENT OFFICER - EQUITY | NA | Control |
| DORIAN, JOHN | I | CHIEF INVESTMENT OFFICER - EQUITY | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLAGHER, JOSEPH, E. | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| GALLAGHER, JOSEPH, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | |
| MAGUIRE, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAGUIRE, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| OBRIEN, BRIEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| SMITH, THOMAS, GREGORY | I | BOARD MEMBER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEINER, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES | I | PRESIDENT | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| WALBRANDT, CHARLES, DAVID | I | CHAIRMAN | NA | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| C. D. WALBRANDT, INC. | DE | LLC MANAGING MEMBER | E | Control |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | DE | MEMBER | E | |
| WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013 | DE | MEMBER | E | Control |
| WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013 | DE | MEMBER | E | Control |
| WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013 | DE | MEMBER | D | Control |
| WILEY D. ANGELL ACQUISITION TRUST DTD 2/12/2013 | DE | MEMBER | D | Control |
| ENGLE, THOMAS, LEE | I | SENIOR VICE PRESIDENT, SENIOR PORFOLIO MANAGER | B | Control |
| ENGLE, THOMAS, LEE | I | SENIOR VICE PRESIDENT, SENIOR PORFOLIO MANAGER | B | Control |
| HUGHES, SEAN, C | I | VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| HUGHES, SEAN, C | I | VICE PRESIDENT, PORTFOLIO MANAGER | B | Control |
| BOYD, PATRICIA, LOUISE | I | CHIEF FINANCIAL OFFICER | A | Control |
| BOYD, PATRICIA, LOUISE | I | CHIEF FINANCIAL OFFICER | A | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BROWN, PAMELA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANGELL, WILEY, D | I | WILEY D ANGELL ACQUISITION TRUST DTD 02/12/2013 | E | Control |
| ANGELL, WILEY, D | I | WILEY D ANGELL ACQUISITION TRUST DTD 02/12/2013 | E | Control |
| ANGELL, WILEY, D | I | WILEY D ANGELL ACQUISITION TRUST DTD 02/12/2013 | E | Control |
| ANGELL, WILEY, D | I | WILEY D ANGELL ACQUISITION TRUST DTD 02/12/2013 | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PIPER JAFFRAY INVESTMENT MANAGEMENT INC. | E | Control |
| WALBRANDT, AARON, D. | I | AARON WALBRANDT 1998 IRREVOCABLE TRUST | E | Control |
| WALBRANDT, LISA, GILE | I | LISA WALBRANDT 1998 IRREVOCABLE TRUST | E | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| WALBRANDT, CHARLES | I | C. D. WALBRANDT, INC. | D | Control |
| AARON WALBRANDT 1998 IRREVOCABLE TRUST | DE | C. D. WALBRANDT, INC. | C | Control |
| LISA WALBRANDT 1998 IRREVOCABLE TRUST | DE | C. D. WALBRANDT, INC. | C | Control |
| WALBRANDT, JANE, G. | I | LISA WALBRANDT 1998 IRREVOCABLE TRUST | C | Control |
| WALBRANDT, JANE, G. | I | AARON WALBRANDT 1998 IRREVOCABLE TRUST | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (40)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO NC NH NJ NM NV NY OH OK OR PA SC TN TX UT VA WA WI
Address
8235 FORSYTH BOULEVARDSUITE 700
CLAYTON, MO 63105
United States
Phone: 314-446-6700