RIA Intelligence

NWQ INVESTMENT MANAGEMENT CO INC

CRD #107172 SEC #801-42159 LOS ANGELES, CA 310-712-4000
SEC Registered
Total AUM
$6.5B
Discretionary
$6.5B
Employees
51
Clients
--
Accounts
11,646

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOSSE, JON, DANIELIDIRECTOR, MANAGING DIRECTORNA Control
BOSSE, JON, DANIELIDIRECTOR, CHIEF INVESTMENT OFFICERNA Control
BOSSE, JON, DANIELIDIRECTOR, CHIEF INVESTMENT OFFICERNA Control
BOSSE, JON, DANIELIDIRECTOR, CHIEF INVESTMENT OFFICERNA Control
CARTER, KEVIN, JAMESIDIRECTORNA Control
CARTER, KEVIN, JAMESIDIRECTORNA Control
FRIEDEL, EDWARD, CLARENCEIDIRECTOR, MANAGING DIRECTORNA Control
FRIEDEL, EDWARD, CLARENCEIDIRECTOR, MANAGING DIRECTORNA Control
FRIEDEL, EDWARD, CLARENCEIDIRECTOR, MANAGING DIRECTORNA Control
FRIEDEL, EDWARD, CLARENCEIDIRECTOR, MANAGING DIRECTORNA Control
HENDRIKS, KATHLEEN, MARIEICHIEF COMPLIANCE OFFICERNA
HENDRIKS, KATHLEEN, MARIEICHIEF COMPLIANCE OFFICERNA
HENDRIKS, KATHLEEN, MARIEICHIEF COMPLIANCE OFFICERNA
HENDRIKS, KATHLEEN, MARIEICHIEF COMPLIANCE OFFICERNA
MENDEZ, MICHAEL, CASARESIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & DIRECTORNA Control
MENDEZ, MICHAEL, CASARESIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & DIRECTORNA Control
MENDEZ, MICHAEL, CASARESIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & DIRECTORNA Control
MENDEZ, MICHAEL, CASARESIPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, & DIRECTORNA Control
POWERS, SCOTT, FRANCISIDIRECTORNA Control
POWERS, SCOTT, FRANCISIDIRECTORNA Control
SLAVEN, MARY, GENEICHIEF FINANCIAL OFFICER, SECRETARYNA
SLAVEN, MARY, GENEICHIEF FINANCIAL OFFICER, SECRETARYNA
SLAVEN, MARY, GENEICHIEF FINANCIAL OFFICER, SECRETARYNA
SLAVEN, MARY, GENEICHIEF FINANCIAL OFFICER, SECRETARYNA
OLD MUTUAL ASSET MANAGERS (US) LLCDE100% SHAREHOLDER OF NWQ INVESTMENT MANAGEMENT COMPANY INC.E Control
OLD MUTUAL ASSET MANAGERS (US) LLCDE100% SHAREHOLDER OF NWQ INVESTMENT MANAGEMENT COMPANY INC.E Control
OLD MUTUAL ASSET MANAGERS (US) LLCDE100% SHAREHOLDER OF NWQ INVESTMENT MANAGEMENT COMPANY INC.E Control
OLD MUTUAL ASSET MANAGERS (US) LLCDE100% SHAREHOLDER OF NWQ INVESTMENT MANAGEMENT COMPANY INC.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
OLD MUTUAL (US) HOLDINGS INC.DEOLD MUTUAL ASSET MANAGERS (US)LLCE Control
OLD MUTUAL (US) HOLDINGS INC.DEOLD MUTUAL ASSET MANAGERS (US)LLCE Control
OLD MUTUAL (US) HOLDINGS INC.DEOLD MUTUAL ASSET MANAGERS (US)LLCE Control
OLD MUTUAL (US) HOLDINGS INC.DEOLD MUTUAL ASSET MANAGERS (US)LLCE Control
OLD MUTUAL PLCFEOLD MUTUAL (US) HOLDINGS INC.E Control
OLD MUTUAL PLCFEOLD MUTUAL (US) HOLDINGS INC.E Control
OLD MUTUAL PLCFEOLD MUTUAL (US) HOLDINGS INC.E Control
OLD MUTUAL PLCFEOLD MUTUAL (US) HOLDINGS INC.E Control

Registrations

Federal

IA
Mar 27, 2002 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

2049 CENTURY PARK EAST, 4TH FLOOR
LOS ANGELES, CA 90067
USA
Phone: 310-712-4000