SHERLOCK INVESTMENT MANAGEMENT, INC.
CRD #107186 SEC #801-46193 BRATTLEBORO, VT 802-258-2370
SEC Registered
Total AUM
$166.6M
Discretionary
$166.6M
Employees
2
Clients
--
Accounts
114
Firm Details
- Organization Type
- Corporation
- State of Formation
- Vermont
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHERLOCK, PETER | I | PRESIDENT | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CCO | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CCO | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SHERLOCK, PETER, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 22, 2016 REGISTERED
Notice Filings (7)
FL MA NH NY PA TX VT
Address
86 LINDEN STREETBRATTLEBORO, VT 05301
United States
Phone: 802-258-2370