WOOD GEORGE FRANCIS
Legal name: WOOD & CO.
CRD #107193 SEC #801-19998 DENVER, CO 303-321-8188
SEC Registered
Total AUM
$451.3M
Discretionary
$451.3M
Employees
1
Clients
--
Accounts
317
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOOD, GEORGE | I | SOLE PROPRIETOR | E | Control |
| WOOD, GEORGE | I | SOLE PROPRIETOR | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| WOOD, GEORGE, FRANCIS | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 8, 2012 REGISTERED
Notice Filings (25)
AZ CA CO CT DC FL GA HI ID IL IN LA MA MD MO MT NC NM NY OH PA TN TX VA WA
Address
55 MADISON STREET,SUITE 680DENVER, CO 80206
United States
Phone: 303-321-8188