CUTWATER INVESTOR SERVICES CORP.

Legal name: INSIGHT INVESTMENT

CRD #107200 SEC #801-38363 NEW YORK, NY 212-365-3100

SEC Registered Private Funds

Total AUM

$15B

Discretionary

$11.7B

Employees

Clients

Accounts

144

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2018
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BERRIGAN, EDMUND, GERARD	I	DIRECTOR AND HEAD OF PORTFOLIO MANAGEMENT	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY, ALLAN	I	DIRECTOR	NA	Control
BROWN, WILLIAM, THACHER	I	DIRECTOR	NA	Control
BROWN, WILLIAM, THACHER	I	DIRECTOR	NA	Control
BROWN, WILLIAM, THACHER	I	DIRECTOR	NA	Control
BROWN, WILLIAM, THACHER	I	DIRECTOR	NA	Control
BUDNICK, NEIL, G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL, G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL, G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL, G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL, G	I	TREASURER AND DIRECTOR	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CHUBINSKY, LEONARD, ISRAEL	I	GENERAL COUNSEL AND SECRETARY	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	PRESIDENT AND DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	DIRECTOR AND CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
DONOVAN, MARY, KATHLEEN	I	VICE PRESIDENT	NA	Control
DONOVAN, MARY, KATHLEEN	I	VICE PRESIDENT	NA	Control
DONOVAN, MARY, KATHLEEN	I	VICE PRESIDENT	NA	Control
DONOVAN, MARY, KATHLEEN	I	VICE PRESIDENT	NA	Control
DONOVAN, MARY, KATHLEEN	I	VICE PRESIDENT	NA	Control
DUNTON, GARY, CHARLES	I	DIRECTOR	NA	Control
DUNTON, GARY, CHARLES	I	DIRECTOR	NA	Control
DUNTON, GARY, CHARLES	I	DIRECTOR	NA	Control
DUNTON, GARY, CHARLES	I	DIRECTOR	NA	Control
DUNTON, GARY, CHARLES	I	DIRECTOR	NA	Control
ELIOT, JONATHAN	I	DIRECTOR	NA	Control
ELIOT, JONATHAN	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FALLON, WILLIAM, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES	I	DIRECTOR	NA	Control
GELMAN, SETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GELMAN, SETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL, EVAN	I	CHAIRMAN	NA	Control
HELLER, FRANCIE	I	PRESIDENT AND DIRECTOR	NA	Control
HELLER, FRANCIE	I	PRESIDENT AND DIRECTOR	NA	Control
HELLER, FRANCIE	I	PRESIDENT AND DIRECTOR	NA	Control
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER	NA
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER	NA
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER	NA
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER	NA
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER	NA
HOUCK, MICHELLE, C	I	CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER	NA
JORDAN, THOMAS	I	MANAGING DIRECTOR	NA	Control
JORDAN, THOMAS	I	MANAGING DIRECTOR	NA	Control
JORDAN, THOMAS	I	MANAGING DIRECTOR	NA	Control
JORDAN, THOMAS	I	MANAGING DIRECTOR	NA	Control
JORDAN, THOMAS	I	MANAGING DIRECTOR	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MOROS, CHRISTOS	I	CHIEF OPERATING OFFICER	NA	Control
MORRIS, MARC, DANA	I	DIRECTOR AND TREASURER	NA
MORRIS, MARC, DANA	I	DIRECTOR AND TREASURER	NA
MORRIS, MARC, DANA	I	DIRECTOR	NA
MORRIS, MARC, DANA	I	DIRECTOR AND TREASURER	NA
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH, HABIB	I	DIRECTOR	NA	Control
OBRIEN, MICHAEL, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
PAGANO, DANIELLE, MARIA	I	DIRECTOR	NA	Control
PAGANO, DANIELLE, MARIA	I	DIRECTOR	NA	Control
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SEVELY, JOSEPH, LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OFFICER	NA
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
STORCH, ERIC, DANIEL	I	DIRECTOR	NA	Control
STORCH, ERIC, DANIEL	I	DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
WALZ, RICHARD, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD, JOHN	I	MANAGING DIRECTOR	NA	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control
MBIA ASSET MANAGEMENT, LLC	DE	DIRECT OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control

Registrations

Federal

Mar 31, 2018 REGISTERED

Notice Filings (51)

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