DAVIS MICHAEL KIM
CRD #107215 SEC #801-48864 MARION, MA 508-748-0709
SEC Registered
Total AUM
$101.5M
Discretionary
$101.5M
Employees
1
Clients
26
Accounts
123
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 4, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, MICHAEL | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 4, 2013 REGISTERED
Notice Filings (1)
MA
Address
9 COTTAGE STREETMARION, MA 02738
United States
Phone: 508-748-0709