WHELAN CAPITAL MANAGEMENT, INC.
CRD #107216 SEC #801-39912 PALO ALTO, CA 650-833-7880
SEC Registered
Total AUM
$47.9M
Discretionary
$47.9M
Employees
5
Clients
0
Accounts
17
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIORETTI, ADRIENNE, ANDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRATNY, EUGENE, GARFIELD | I | RETIRED | NA | Control |
| WHELAN, HARRY, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | E | Control |
| WHELAN, HARRY, GABRIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRATNY, EUGENE, GARFIELD | I | PRINCIPAL | D | Control |
| WHELAN, HARRY, GABRIEL | I | CCO | D | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | D | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | D | Control |
| WHELAN, HARRY, GABRIEL | I | PRINCIPAL | D | Control |
| GRATNY, EUGENE, GARFIELD | I | RETIRED | C | Control |
| GRATNY, EUGENE, GARFIELD | I | RETIRED PARTNER | C |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (1)
CA
Address
261 HAMILTON AVENUESUITE 200
PALO ALTO, CA 94301
USA
Phone: 650-833-7880