KEYSTONE CAPITAL CORPORATION
CRD #10722 SEC #801-78249 SAN DIEGO, CA 858-348-4405
SEC Registered Broker-Dealer
Total AUM
$12.5M
Discretionary
$8.5M
Employees
15
Clients
1
Accounts
143
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 16, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DENNEY, NICOLETTE IRISA | I | FINOP | NA | |
| DENNEY, NICOLETTE IRISA | I | FINOP | NA | |
| DENNEY, NICOLETTE IRISA | I | FINOP | NA | |
| DENNEY, NICOLETTE IRISA | I | FINOP | NA | |
| MARTIN, DAVID JAINDL | I | CEO, CCO | NA | Control |
| MARTIN, DAVID JAINDL | I | CEO, CCO | NA | Control |
| MARTIN, DAVID JAINDL | I | CEO, CCO | NA | Control |
| MARTIN, DAVID JAINDL | I | CEO, CCO | NA | Control |
| KEY ACQUISITION, LLC | DE | OWNER | E | Control |
| KEY ACQUISITION, LLC | DE | OWNER | E | Control |
| KEY ACQUISITION, LLC | DE | OWNER | E | Control |
| KEY ACQUISITION, LLC | DE | OWNER | E | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| DANIELS, BLAKE WILLIAM | I | CFO, FINOP | D | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| BENTLEY, GREGORY JOHN | I | CHAIRMAN, CEO | C | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
| MARTIN, DAVID JAINDL | I | PRESIDENT, CCO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ETC GLOBAL HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | D | Control |
| ETC GLOBAL HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | D | Control |
| ETC GLOBAL HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | D | Control |
| ETC GLOBAL HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | D | Control |
| TJN HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | C | Control |
| TJN HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | C | Control |
| TJN HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | C | Control |
| TJN HOLDINGS, LLC | DE | KEY ACQUISITION, LLC | C | Control |
Registrations
Federal
IA
May 16, 2016 REGISTERED
Notice Filings (22)
AZ CA CO CT DE FL GA MA MI NC NH NY OH OK OR PA SC TX UT VA VI WA
Address
12230 EL CAMINO REALSUITE 230
SAN DIEGO, CA 92130
United States
Phone: 858-348-4405