TREMONT PARTNERS INC

CRD #107223 SEC #801-23822 RYE, NY 914-925-1140

SEC Registered Private Funds Disclosures

Total AUM

$553.5M

Discretionary

$553.5M

Employees

Clients

Accounts

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: Connecticut
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 3, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALLAN, RUPERT, ANDREW	I	PRESIDENT; DIRECTOR	NA	Control
ALLAN, RUPERT, ANDREW	I	PRESIDENT; DIRECTOR	NA	Control
ALLAN, RUPERT, ANDREW	I	PRESIDENT; DIRECTOR	NA	Control
ALLAN, RUPERT, ANDREW	I	PRESIDENT; DIRECTOR	NA	Control
BROWN, ARTHUR, JOHN	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	CHIEF FINANCIAL OFFICER (ACTING)	NA	Control
CLAYTON, STEPHEN, THOMAS	I	CHIEF OPERATING OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	CHIEF OPERATING OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	CHIEF FINANCIAL OFFICER (ACTING)	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	CHIEF FINANCIAL OFFICER (ACTING)	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
CLAYTON, STEPHEN, THOMAS	I	EVP AND CHIEF COMPLIANCE OFFICER	NA	Control
COLVIN, BARRY, HUGH	I	PRESIDENT; DIRECTOR	NA	Control
COLVIN, BARRY, HUGH	I	CHIEF OPERATING OFFICER (ACTING); MEMBER, INVEST. C'MTTEE.	NA	Control
COLVIN, BARRY, HUGH	I	CHIEF INVESTMENT OFFICER; CHAIRMAN, INVEST. C'MTTEE.	NA	Control
COLVIN, BARRY, HUGH	I	CHIEF INVESTMENT OFFICER; CHAIRMAN, INVEST. C'MTTEE.	NA	Control
COLVIN, BARRY, HUGH	I	CHIEF OPERATING OFFICER (ACTING); MEMBER, INVEST. C'MTTEE.	NA	Control
COLVIN, BARRY, HUGH	I	PRESIDENT; DIRECTOR	NA	Control
COLVIN, BARRY, HUGH	I	CHIEF INVESTMENT STRATEGIST; CHAIRMAN, INVEST. C'MTTEE.	NA	Control
HAMMOND, SUZANNE, S.	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
HAMMOND, SUZANNE, S.	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
HAMMOND, SUZANNE, S.	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
HAMMOND, SUZANNE, S.	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
HAMMOND, SUZANNE, SIMON	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
HAMMOND, SUZANNE, SIMON	I	DIRECTOR; SEN. V.P.; SECRETARY; TREASURER	NA	Control
KEESHAN, LYNN, O	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
KEESHAN, LYNN, O	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KEESHAN, LYNN, O	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
KEESHAN, LYNN, O	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
KEESHAN, LYNN, O	I	SEN. V.P. AND CHIEF FINANCIAL OFFICER	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KEESHAN, LYNN, O	I	PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR	NA	Control
KELLY, PATRICK, J.	I	MEMBER, INVEST C'MTTEE.	NA
KELLY, PATRICK, J.	I	MEMBER, INVEST C'MTTEE.	NA
KELLY, PATRICK, JOSEPH	I	MEMBER, INVEST C'MTTEE.	NA
MANZKE, SANDRA, LEE	I	PRESIDENT; CHAIRMAN, BOARD OF DIRECTORS	NA	Control
MANZKE, SANDRA, LEE	I	PRESIDENT; CHAIRMAN; BOARD OF DIRECTORS; MEMBER, INVEST. C'MTTEE	NA	Control
MANZKE, SANDRA, LEE	I	PRESIDENT; CHAIRMAN; BOARD OF DIRECTORS; MEMBER, INVEST. C'MTTEE	NA	Control
MANZKE, SANDRA, LEE	I	PRESIDENT; CHAIRMAN, BOARD OF DIRECTORS	NA	Control
MANZKE, SANDRA, LEE	I	PRESIDENT; CHAIRMAN, BOARD OF DIRECTORS; MEMBER, INVEST. C'MTTEE	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	CHIEF LEGAL OFFICER (ACTING)	NA
MCCORMICK, JAMES, GABRIEL	I	CHIEF LEGAL OFFICER	NA
MCCORMICK, JAMES, GABRIEL	I	CHIEF LEGAL OFFICER	NA
MCCORMICK, JAMES, GABRIEL	I	CHIEF LEGAL OFFICER (ACTING)	NA
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	CHIEF LEGAL OFFICER (ACTING)	NA
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
MCCORMICK, JAMES, GABRIEL	I	SEN. V.P. AND GENERAL COUNSEL	NA	Control
NICOLL, CYNTHIA, J	I	MEMBER, INVEST. C'MTTEE.	NA
NICOLL, CYNTHIA, J	I	MEMBER, INVEST. C'MTTEE.	NA
NICOLL, CYNTHIA, JANE	I	SEN. V.P. AND CHIEF INVEST. OFFICER	NA	Control
NICOLL, CYNTHIA, JANE	I	SEN. V.P. AND CHIEF INVEST. OFFICER	NA	Control
NICOLL, CYNTHIA, JANE	I	SEN. V.P. AND CHIEF INVEST. OFFICER	NA	Control
NICOLL, CYNTHIA, JANE	I	SEN. V.P. AND CHIEF INVEST. OFFICER	NA	Control
NICOLL, CYNTHIA, JANE	I	MEMBER, INVEST. C'MTTEE.	NA
NICOLL, CYNTHIA, JANE	I	SEN. V.P. AND CHIEF INVEST. OFFICER	NA	Control
NICOLL, CYNTHIA, JANE	I	EVP AND CHIEF INVEST. OFFICER	NA	Control
POLOGE, STUART, LAWRENCE	I	SEN. V.P.; DIRECTOR	NA	Control
POLOGE, STUART, LAWRENCE	I	SEN. V.P.; DIRECTOR	NA	Control
RUEHL, BRUCE, D.	I	CHIEF INVEST. STRATEGIST; DIRECTOR OF RESEARCH; CHAIRMAN, INVEST. C'MTTEE.	NA	Control
RUEHL, BRUCE, D.	I	CHIEF INVEST. STRATEGIST; DIRECTOR OF RESEARCH; CHAIRMAN, INVEST. C'MTTEE.	NA	Control
SANTERO, MARK, DAVID	I	SEN. V.P.; CHIEF OPERATING OFFICER; DIRECTOR	NA	Control
SCHULMAN, ROBERT, IVAN	I	CHIEF EXECUTIVE OFFICER, TREMONT GROUP HOLDINGS, INC.; DIRECTOR	NA	Control
SCHULMAN, ROBERT, IVAN	I	DIRECTOR	NA	Control
SCHULMAN, ROBERT, IVAN	I	CHIEF EXECUTIVE OFFICER, TREMONT CAPITAL MANAGEMENT, INC.	NA	Control
SCHULMAN, ROBERT, IVAN	I	CHIEF EXECUTIVE OFFICER, TREMONT CAPITAL MANAGEMENT, INC.	NA	Control
SCHULMAN, ROBERT, IVAN	I	MEMBER, INVEST. C'MTTEE.	NA	Control
SCHULMAN, ROBERT, IVAN	I	MEMBER, INVEST. C'MTTEE.	NA	Control
SCHULMAN, ROBERT, IVAN	I	MEMBER, INVEST. C'MTTEE.	NA	Control
SCHULMAN, ROBERT, IVAN	I	MEMBER, INVEST. C'MTTEE.	NA	Control
SCHULMAN, ROBERT, IVAN	I	CHIEF EXECUTIVE OFFICER, TREMONT CAPITAL MANAGEMENT, INC.	NA	Control
SCHULMAN, ROBERT, IVAN	I	DIRECTOR	NA	Control
SCHULMAN, ROBERT, IVAN	I	MEMBER, INVEST. C'MTTEE.	NA	Control
SOARES, JOSEPH, ANTHONY	I	SENIOR V.P. - CLIENT RELATIONS	NA	Control
SOARES, JOSEPH, ANTHONY	I	SENIOR V.P. - CLIENT RELATIONS	NA	Control
SOARES, JOSEPH, ANTHONY	I	SENIOR V.P. - CLIENT RELATIONS	NA	Control
SOARES, JOSEPH, ANTHONY	I	SENIOR V.P. - CLIENT RELATIONS	NA	Control
SOARES, JOSEPH, ANTHONY	I	SEN. V.P.; DIRECTOR	NA	Control
SOARES, JOSEPH, ANTHONY	I	SENIOR V.P. - CLIENT RELATIONS	NA	Control
STONE, ROBERT, W	I	EVP; HEAD OF GLOBAL SALES	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.; FIN. ANALYST; COMP OFFICER	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.; FIN. ANALYST; COMP OFFICER	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.; FIN. ANALYST; COMP OFFICER	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.; FIN. ANALYST; COMP OFFICER	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.	NA	Control
SWEENEY, CATHERINE, GILCHRIST	I	DIRECTOR; SEN. V.P.; FIN. ANALYST; COMP OFFICER	NA	Control
TREMONT ADVISERS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT ADVISERS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT ADVISERS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT CAPITAL MANAGEMENT, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT CAPITAL MANAGEMENT, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT CAPITAL MANAGEMENT, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT CAPITAL MANAGEMENT, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT CAPITAL MANAGEMENT, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control
TREMONT GROUP HOLDINGS, INC.	DE	SOLE SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING COMPANY	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING COMPANY	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING COMPANY	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING COMPANY	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSMUTUAL HOLDING COMPANY	DE	MASSMUTUAL HOLDING TRUST I	E	Control
MASSMUTUAL HOLDING COMPANY	DE	MASSMUTUAL HOLDING TRUST I	E	Control
MASSMUTUAL HOLDING COMPANY	DE	MASSMUTUAL HOLDING TRUST I	E	Control
MASSMUTUAL HOLDING COMPANY	DE	MASSMUTUAL HOLDING TRUST I	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING TRUST I	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING TRUST I	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING TRUST I	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
MASSMUTUAL HOLDING TRUST I	DE	OPPENHEIMER ACQUISITION CORP.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT CAPITAL MANAGEMENT, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT CAPITAL MANAGEMENT, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT CAPITAL MANAGEMENT, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT CAPITAL MANAGEMENT, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT ADVISERS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT CAPITAL MANAGEMENT, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT ADVISERS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control
OPPENHEIMER ACQUISITION CORP.	DE	TREMONT GROUP HOLDINGS, INC.	E	Control

Registrations

Federal

Jul 3, 2012 REGISTERED

Notice Filings (6)

DE LA NH NY TX WA

Address

555 THEODORE FREMD AVENUE
RYE, NY 10580
United States

Phone: 914-925-1140