WHELAN FINANCIAL
CRD #107227 SEC #801-40071 FRESNO, CA 559-228-8002
SEC Registered
Total AUM
$674.6M
Discretionary
$674.6M
Employees
8
Clients
251
Accounts
1,581
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANSON, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| RYAN, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND SECRETARY | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | NA | |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | SOLE PROPRIETOR | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT, SECRETARY AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT, SECRETARY AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT, SECRETARY AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT, SECRETARY AND CHIEF FINANCIAL OFFICER | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | FOUNDER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | FOUNDER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | FOUNDER AND PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT | E | Control |
| WHELAN, VINCENT, JOSEPH | I | PRESIDENT | E | Control |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | B | Control |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | B | Control |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | B | Control |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | B | Control |
| WHITE, PORTIA, LISSI | I | VICE PRESIDENT AND TREASURER/CFO | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHITE, PORTIA, LISSI | I | CHIEF EXECUTIVE OFFICER AND PARTNER | B | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| WHELAN, TAYLOR, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Jul 24, 2025 REGISTERED
Notice Filings (7)
CA ID IL NV OR TX WA
Address
7700 NORTH PALM AVE. #201FRESNO, CA 93711-5780
United States
Phone: 559-228-8002